Environmental Policy

环境政策
  • 文章类型: Journal Article
    大多数环境政策研究侧重于技术途径效应,而忽略了非技术途径效应。本文分析了三类环境政策对技术和非技术途径的协同治理效应。基于超有效松弛的测度-数据包络分析(SBM-DEA)评估了绿色全要素生产率,而Malmquist指数分解为纯粹的技术效率。研究结果表明:(1)命令和控制策略具有“太少好事”的效果,但是中国大多数省份的政策强度足以减少空气污染,虽然基于市场的激励政策可能是“太多的好事”,但是中国各省尚未达到拐点;(2)不同政策通过技术和非技术途径的环境效应存在相当大的差异;(3)不同政策有不同的侧重点。指挥控制策略侧重于非技术途径,而基于市场的激励政策可以诱导技术进步。
    Most environmental policy studies focus on the technical pathway effect but ignore the non-technical pathway. This paper analyzes the synergistic governance effects of three types of environmental policies on the technical and non-technical pathways. The super-efficient slacks-based measure-data envelopment analysis (SBM-DEA) assesses the green total factor productivity, while the Malmquist index decomposes into pure technical efficiency. The findings indicate that: (1) command-and-control policy has the \'too-little-of-a-good-thing\' effect, but the policy intensity in most Chinese provinces is strong enough to reduce air pollution, while market-based incentive policy may be \'too-much-of-a-good-thing\', but Chinese provinces have not reached the inflection point; (2) there are considerable differences in the environmental effects of different policies through technical and non-technical pathways; (3) different policies have various focuses. Command-and-control policy focuses on the non-technical pathway, whereas market-based incentive policy can induce technological progress.
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  • 文章类型: Journal Article
    缅甸伊洛瓦底河流域正面临严峻的环境挑战,包括土壤侵蚀和水污染,主要是由不可持续的农业实践驱动的。本研究旨在评估农民对环境政策的认识,并确定其有效实施的障碍。与45个利益攸关方进行了深入访谈,包括农民,政府官员,和研究人员。调查结果突出表明,农民严重缺乏政策意识,社会文化加剧了,经济,和体制障碍。这些障碍阻碍了环境政策的成功应用,持续的环境退化。该研究倡导涵盖教育的综合策略,社区参与,以及解决这些复杂问题的适应性政策框架。提供了详细的政策影响,为加强该地区的环境治理和可持续发展提供潜在解决方案的见解。这项研究有助于理解政策意识和生态管理之间的关键相互作用,强调有针对性的干预措施以减轻环境威胁的重要性。
    The Ayeyarwady River Basin in Myanmar is grappling with severe environmental challenges, including soil erosion and water pollution, primarily driven by unsustainable agricultural practices. This study aims to evaluate farmers\' awareness of environmental policies and identify barriers to their effective implementation. In-depth interviews were conducted with 45 stakeholders, encompassing farmers, government officials, and researchers. The findings highlight a significant lack of policy awareness among farmers, exacerbated by socio-cultural, economic, and institutional obstacles. These barriers impede the successful application of environmental policies, perpetuating environmental degradation. The study advocates for integrative strategies that encompass education, community engagement, and adaptive policy frameworks to address these complex issues. Detailed policy implications are provided, offering insights into potential solutions for enhancing the region\'s environmental governance and sustainable development. This research contributes to understanding the critical interplay between policy awareness and ecological management, underscoring the importance of targeted interventions to mitigate environmental threats.
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  • 文章类型: Journal Article
    精心设计的环境监管工具对环境至关重要,经济,和社会可持续性。本文探讨了2003-2021年我国不同类型的环境监管政策对绿色经济效率的影响。在第一阶段,根据政府行为模式将环境监管政策分为四种类型,并基于多标准构建环境监管政策综合指数,采用超效率DEA-SBM模型对绿色经济效率进行测度。在第二阶段,运用Tobit模型探讨了四种不同类型的环境监管政策对绿色经济效率的影响。结果表明:(1)指挥政策在短期内抑制了绿色经济效率,而长期效应提高了绿色经济效率。(2)合作政策从实施的第二年到第五年提高了绿色经济效率,但是随后的长期影响显示出抑制作用。(3)规划政策在短期内抑制绿色经济效率,实施两年后,它们提高了绿色经济效率。(4)引导政策在短期内抑制绿色经济效率,但实施三年后可以提高绿色经济效率。研究结果为今后环境管理部门合理制定和实施环境监管政策提供了理论指导。
    Well-designed environmental regulatory tools are essential for environmental, economic, and social sustainability. This paper explores the effects of different types of environmental supervision policies on green economic efficiency in China from 2003 to 2021. In the first stage, the environmental supervision policies are divided into four types based on the governmental behavioral patterns and the composite index of environmental supervision policies is constructed based on multiple criteria, and the super-efficiency DEA-SBM model is used to measure green economic efficiency. In the second stage, the Tobit model is used to explore the effects of four different types of environmental supervision policies on green economic efficiency. The results show that: (1) Command policies inhibit green economic efficiency in the short term, while the long-term effect increases green economic efficiency. (2) Collaboration policies increase green economy efficiency from the second to the fifth year of implementation, but the subsequent long-term effects show a dampening effect. (3) Planning policies inhibit green economy efficiency in the short term, while they increase green economy efficiency after two years of implementation. (4) Guidance policies inhibit green economic efficiency in the short term but can enhance green economic efficiency after three years of implementation. The result provides theoretical guidance for the rational formulation and implementation of environmental supervision policies by environmental administrations in the future.
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  • 文章类型: Journal Article
    “一带一路”倡议(BRI)内外的频繁贸易促进了经济繁荣,但也扩大了碳排放。这里,通过多区域环境投入产出分析框架,我们探讨了2015-2019年“一带一路”沿线国家贸易碳排放的模式和部门间联系。然后,建立了一个将碳不平等作为非任意输入的动态数据包络分析模型,以评估确定的关键部门的碳排放效率。我们发现,2015-2019年,“一带一路”倡议中的贸易碳排放量稳步上升。制造业被确定为关键部门,平均总效率为0.6268,效率差距很大。此外,我们验证了效率提高在碳减排中的积极作用,以及碳不平等的负面调节作用。总的来说,这项研究提供了最佳的合作和举措,以深入减轻BRI国家之间的贸易碳排放。
    The frequent trade within and beyond the Belt and Road Initiative (BRI) has prospered the economy but has also expanded carbon emissions. Here, through a multi-regional environmental input-output analysis framework, we explore the patterns and inter-sectoral linkage of trade-embodied carbon emissions among BRI countries during 2015-2019. Then, a dynamic data envelopment analysis model considering carbon inequality as a non-discretionary input is constructed to assess the carbon emission efficiency of the identified key sector. We find that trade-embodied carbon emissions in the BRI steadily increased during 2015-2019. The manufacturing sector was identified as the key sector, exhibiting an overall efficiency of 0.6268 on average, with significant efficiency disparities. Moreover, we validate the positive role of efficiency enhancement in carbon emission mitigation, as well as the negative moderating effect of carbon inequality. Overall, this study provides optimal collaboration and initiatives to mitigate trade-embodied carbon emissions among BRI countries deeply.
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  • 文章类型: Journal Article
    经济部门对于实现中国的双碳目标至关重要;尽管如此,工业和能源消费结构对行业峰值路径的综合影响仍未解决。我们将单独的工业和能源结构的优化扩展到多目标动态投入产出优化模型。研究结果表明如下。(1)中国与能源相关的二氧化碳排放量预计将在2028年达到峰值,达到10.06-10.25Gt。产业结构升级对这一高峰的贡献是能源结构转型的三倍。(2)大约40%的行业可以将其峰值延迟到2030年之后,而不会阻碍中国在2030年之前的整体峰值。(3)与单一的CO2排放最小化目标相比,中国不仅可以提前达到碳排放峰值,还可以将国内生产总值(GDP)年均增长率提高0.26个百分点以上,非化石能源使用份额至少提高2.78%。
    Economic sectors are pivotal in achieving China\'s dual carbon goals; nevertheless, the combined impact of industrial and energy consumption structures on sectors\' peak pathways remains unresolved. We extend the optimization of separate industrial and energy structures to a multi-objective dynamic input-output optimization model. Findings indicate the following. (1) China\'s energy-related CO2 emissions are projected to peak in 2028, reaching a volume of 10.06-10.25 Gt. The contribution of industrial structure upgrading to this peak is three times greater than that of energy structure transformation. (2) Approximately 40% of sectors can delay their peaks until after 2030 without impeding China\'s overall peaking before 2030. (3) Compared with the single objective of minimizing CO2 emissions, China can not only achieve its carbon peak earlier but also enhance its average annual gross domestic product (GDP) growth rates by more than 0.26 percentage points and increase the non-fossil energy use\'s share by at least 2.78%.
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  • 文章类型: Journal Article
    矿物开采被认为是污染密集型行业,面临着多种环境可持续性挑战。由于全球持续的压力,要求在其运作中采用更可持续的做法,这一问题对矿物开采构成了生存危机。尽管它很重要,关于这些公司如何遇到财务挑战,文献中存在明显的差距,特别是在高风险的背景下,开发周期长,以及与绿色创新相关的独特双重外部性。这项研究,利用2016年至2023年的面板数据,旨在通过检查中国矿产开采公司是否对特定融资来源表现出不同的偏好,并评估政府在促进其绿色创新活动中的作用来填补这一空白。我们的研究结果表明,这些公司利用内部和外部融资的组合来支持其绿色创新项目。据观察,外部融资渠道的影响,即政府补贴,股权融资和债务融资,绿色创新逐渐减弱,由多个健壮性检查支持的结论。此外,该研究强调了政府补贴在激励上市公司通过债务和股权融资加强绿色创新活动方面的关键作用,从而促进全球南方更公平和可持续的发展模式。
    Mineral extraction is regarded as a pollution-intensive industry and is confronted with multiple environmental sustainability challenges. This issue poses an existential crisis for mineral extraction due to continued global pressure to adopt more sustainable practices in their functioning. Despite its importance, there is a notable gap in the literature regarding how these companies encounter financial challenges, particularly in the context of high-risk, long development cycles, and the unique double externalities associated with green innovation. This research, leveraging panel data from 2016 to 2023, aims to fill this gap by examining whether Chinese mineral extraction companies demonstrate distinct preferences for specific financing sources and by evaluating the role of government in facilitating their green innovation activities. Our findings indicate that such companies utilize a mix of internal and external financing to support their green innovation projects. It is observed that the influence of external finances channels, namely government subsidies, equity financing and debt financing, on green innovation progressively weakens, a conclusion supported by multiple robustness checks. Furthermore, the study highlights the crucial role of government subsidies in motivating publicly listed companies to enhance their green innovation activities through debt and equity financing, thereby contributing to a more equitable and sustainable development paradigm in the Global South.
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  • 文章类型: Journal Article
    建立绿色金融改革创新试验区(GFRIPZ)是协调经济繁荣和环境保护双重目标的关键战略。运用2011-2022年中国A股上市公司面板数据,采用差异-差异(DID)模型,考察了中国绿色金融试点政策对企业环境社会责任(ESR)的影响。研究结果表明,绿色金融试点政策促进了企业的环境社会责任。经过一系列稳健性测试后,结果仍然稳健。此外,机制分析显示,试点政策通过三个关键渠道促进企业的ESR:融资约束,绿色创新,和公司治理机制。此外,分析师的关注可以积极调节绿色金融试点政策对企业ESR的促进作用。此外,这项研究表明,绿色金融试点政策对企业ESR的影响在大型企业和在环境法规严格和市场化程度较高的地区运营的企业中更为明显。实证结果为通过在中国实施绿色金融试点政策提高ESR提供了证据,并为完善绿色金融体系提供了见解。
    The establishment of green finance reform and innovation pilot zone (GFRIPZ) is a pivotal strategy for harmonizing the twin goals of economic prosperity and environmental preservation. By applying panel data on Chinese A-share listed firms from 2011 to 2022, this study examines the influence of China\'s green finance pilot policy on corporate environmental social responsibility (ESR) using a difference-in-differences (DID) model. The study\'s findings indicate that the green finance pilot policy promotes corporate environmental social responsibility. The results remain robust after a series of robustness tests. Moreover, mechanism analysis reveals that the pilot policy promotes firms\' ESR through three key channels: financing constraints, green innovation, and corporate governance mechanisms. Additionally, analyst attention can positively moderate the promotional effect of the green finance pilot policy on corporate ESR. Furthermore, this study reveals that the green finance pilot policy\'s impact on corporate ESR is more pronounced among large-scale firms and firms operating in regions characterized by stringent environmental regulations and greater marketization. The empirical findings present evidence for enhancing ESR through the implementation of the green finance pilot policy in China and offer insights for refining the green finance system.
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  • 文章类型: Journal Article
    本研究旨在研究可持续发展目标知识与可持续发展目标公共政策支持之间的关系。通过将知识分为客观知识和主观知识,我们研究了这两种知识对公众支持的影响。我们还进一步探讨了公众信任在国际/环境组织中的调节作用以及个人对可持续发展目标的看法的相关性的中介作用。通过在中国进行在线调查(n=3089),我们使用(广义)逻辑回归模型和中介分析来分析数据集。本研究发现,1)个人对可持续发展目标的客观和主观知识与可持续发展目标的政策支持显著相关,为客观知识确定倒U型关系,而主观知识和政策支持呈正相关;2)对于信任国际/环境组织的公众,他们对可持续发展目标的支持将因其知识水平的提高而增强;3)个人对可持续发展目标的看法与个人生活的相关性调节了个人对可持续发展目标的知识与可持续发展目标的政策支持之间的关系。本研究应用了几种采样和建模技术进行鲁棒性检查。这项研究扩展了我们对可持续发展目标背景下知识与政策支持之间关系的理解。
    This study aims to examine the relationship between knowledge of the SDGs and public policy support for the SDGs. By categorizing knowledge into objective and subjective knowledge, we examine the impact of these two types of knowledge on public support. And we further explores the moderating role of public trust in international/environmental organizations and the mediating role of individuals\' perceptions of SDGs\' relevance. By conducting an online survey in China (n=3089), we analyze the dataset using (generalized) logistic regression model and mediation analysis. This study finds that 1) both individuals\' objective and subjective knowledge of SDGs are significantly associated with policy support for SDGs, an inverted U-shaped relationship is identified for objective knowledge, while subjective knowledge and policy support are positively correlated; 2) for publics who trust international/environmental organizations, their support for the SDGs will be boosted by their increased level of knowledge; 3) individuals\' perceptions of SDGs\' relevance to their personal life mediates the relationship between individual\'s knowledge of SDGs and policy support for the SDGs. This study applies several sampling and modelling techniques for robustness check. This study extends our understanding of the relationship between knowledge and policy support in the context of the SDGs.
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  • 文章类型: Journal Article
    碳封存对于保持碳中和和减缓气候变化对人类和环境的影响至关重要。由于政府在生态倡导中的作用主要是为了保护环境,本文讨论了政府环境法规对碳固存的影响。通过分析2010年至2019年中国286个城市,我们提出政府环境监管可以导致碳固存增加0.77%。此外,产业集聚和产业结构改善被认为是可行的途径。由于城市类型的变化,政府干预,以及不同城市之间的公众关注,由此产生的影响预计会有所不同。政府应该强调其在这一领域的监管影响力,并向城市提供总体政策指令,以促进碳固存举措。
    Carbon sequestration is vital to maintaining carbon neutrality and mitigating climate change\'s impact on humans and the environment. As the government\'s role in eco-advocacy is primarily designed to safeguard the environment, this paper discusses the impact of government environmental regulations on carbon sequestration. By analyzing 286 cities from 2000 to 2019 in China, we propose that government environmental regulation can lead to a 0.77% increase in carbon sequestration. Additionally, industrial agglomeration and industrial structure advancement are regarded as viable channels. As a result of the differences in city types, government intervention, and public concern across different cities, the impact is likely to vary as well.
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  • 文章类型: Journal Article
    异质环境规制(HER)的协调对于促进区域绿色协同发展至关重要。这项研究的主要目的是评估各种异质环境法规(HER)对中国城市绿色经济转型(GET)的影响。我们建立了一个综合指标体系来衡量GET的三个维度:经济绿色发展水平,资源和环境支持能力,以及对绿色转型的支持程度。这项研究调查了2011年至2020年期间的284个中国城市。应用动态面板模型,一个动态的杜宾模型,和一个协同模型,我们探索直接影响,空间效应,以及HER对中国城市GET协同效应的不对称性。我们发现,就直接影响而言,所有环境法规都可以促进城市获取,尽管影响的大小是异质的。在空间溢出效应方面,特定地区的市场激励和公众参与环境政策抑制了邻近地区的绿色转型,而整体环境规制和指挥控制规制对邻近地区的绿色转型有显著的积极影响。此外,HER的总短期效应显著高于总长期效应。HER对京津冀城市群和长三角城市群具有正向的协同效应。该研究可以为以低碳为重点的区域协调发展提供有价值的政策启示。
    The coordination of heterogeneous environmental regulations (HER) is crucial for promoting regional green synergistic development. The primary objective of this study is to evaluate the impact of various heterogeneous environmental regulations (HER) on the green economic transformation (GET) of cities in China. We developed a comprehensive index system to measure the GET across three dimensions: the level of economic green development, the capacity for resource and environmental support, and the level of support for green transformation. This study examines 284 Chinese cities during the period from 2011 to 2020. Applying a dynamic panel model, a dynamic Durbin model, and a synergy model, we explore direct effects, spatial effects, and asymmetry of synergistic effects of HER on the GET of Chinese cities. We find that, in terms of direct effects, all environmental regulations can promote urban GET, though the magnitude of effects is heterogeneous. In terms of spatial spillover effects, market-incentive and public-participation environmental policies in a given region inhibit green transformation in neighboring regions, while overall environmental regulation and command-and-control regulation have significant positive effects on neighboring regions\' green transformation. Furthermore, the total short-term effect of HER is significantly higher than the total long-term effect. The synergistic effect of HER is positive for the Beijing-Tianjin-Hebei city cluster and the Yangtze River Delta city cluster. This study can provide valuable policy implications for regional coordinated development with a low-carbon focus.
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