Risk Adjustment

风险调整
  • 文章类型: Journal Article
    医疗保健质量措施是用于评估医疗保健提供者并确定需要改善其护理的统计数据。在临床实践中使用这些措施之前,开发人员和审稿人评估测量可靠性,它描述了测量值的差异反映了医疗保健质量的实际变化的程度,而不是随机噪声。单位间可靠性(IUR)是评估可靠性的流行统计数据,它描述了可归因于提供者之间差异的度量中总差异的比例。然而,Kalbfleisch,他,夏,和李(2018)[卫生服务与结果研究方法,18,215-225]认为IUR具有严重的局限性,因为提供者之间的某些差异可能与护理质量无关。在本文中,我们通过几个具体的例子说明了这种限制的实际意义。我们展示了度量开发中的某些最佳实践,例如仔细调整风险和排除不稳定的度量值,可以降低样品IUR值。这些发现揭示了丢弃IUR值低于某个任意阈值的措施的潜在负面影响。
    Healthcare quality measures are statistics that serve to evaluate healthcare providers and identify those that need to improve their care. Before using these measures in clinical practice, developers and reviewers assess measure reliability, which describes the degree to which differences in the measure values reflect actual variation in healthcare quality, as opposed to random noise. The Inter-Unit Reliability (IUR) is a popular statistic for assessing reliability, and it describes the proportion of total variation in a measure that is attributable to between-provider variation. However, Kalbfleisch, He, Xia, and Li (2018) [Health Services and Outcomes Research Methodology, 18, 215-225] have argued that the IUR has a severe limitation in that some of the between-provider variation may be unrelated to quality of care. In this paper, we illustrate the practical implications of this limitation through several concrete examples. We show that certain best-practices in measure development, such as careful risk adjustment and exclusion of unstable measure values, can decrease the sample IUR value. These findings uncover potential negative consequences of discarding measures with IUR values below some arbitrary threshold.
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  • 文章类型: Journal Article
    我们开发并验证了流感严重程度量表(ISS),流感的标准化风险评估,评估和预测实验室确诊感染患者发生重大临床事件的概率。来自加拿大免疫研究网络的严重结果监测网络(2011/2012-2018/2019流感季节)的数据能够选择所有实验室确诊的流感患者。一种基于机器学习的方法,然后识别变量,生成的加权分数,并评估了模型性能。这项研究包括12,954例实验室确诊的流感感染患者。最佳量表包含十个变量:人口统计学(年龄和性别),健康史(吸烟状况,慢性肺病,糖尿病,和流感疫苗接种状况),临床表现(咳嗽,痰液生产,和呼吸急促),和功能(需要定期支持日常生活活动)。作为连续变量,量表的AU-ROC为0.73(95%CI,0.71-0.74).综合得分将参与者分为三个风险类别:低(ISS<30;79.9%敏感度,51%特异性),中等(ISS≥30但<50;54.5%灵敏度,55.9%的特异性),和高(ISS≥50;51.4%灵敏度,80.5%特异性)。ISS表现出坚实的能力来识别住院实验室确诊的流感患者,其重大临床事件的风险增加。可能影响临床实践和研究。
    We developed and validated the Influenza Severity Scale (ISS), a standardized risk assessment for influenza, to estimate and predict the probability of major clinical events in patients with laboratory-confirmed infection. Data from the Canadian Immunization Research Network\'s Serious Outcomes Surveillance Network (2011/2012-2018/2019 influenza seasons) enabled the selecting of all laboratory-confirmed influenza patients. A machine learning-based approach then identified variables, generated weighted scores, and evaluated model performance. This study included 12,954 patients with laboratory-confirmed influenza infections. The optimal scale encompassed ten variables: demographic (age and sex), health history (smoking status, chronic pulmonary disease, diabetes mellitus, and influenza vaccination status), clinical presentation (cough, sputum production, and shortness of breath), and function (need for regular support for activities of daily living). As a continuous variable, the scale had an AU-ROC of 0.73 (95% CI, 0.71-0.74). Aggregated scores classified participants into three risk categories: low (ISS < 30; 79.9% sensitivity, 51% specificity), moderate (ISS ≥ 30 but < 50; 54.5% sensitivity, 55.9% specificity), and high (ISS ≥ 50; 51.4% sensitivity, 80.5% specificity). ISS demonstrated a solid ability to identify patients with hospitalized laboratory-confirmed influenza at increased risk for Major Clinical Events, potentially impacting clinical practice and research.
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  • 文章类型: Journal Article
    背景:在比较脓毒症后的结果时,必须考虑患者病例组合,以进行公平的比较。我们在密歇根医院医学安全脓毒症倡议(HMS-Sepsis)中开发了一个模型来评估风险调整后的30天死亡率。
    目的:HMS-Sepsis注册数据能否充分预测30天死亡率的风险?使用调整后与未调整后数据的绩效评估是否有所不同?
    方法:HMS-Sepsis注册中社区发作性败血症住院的回顾性队列(4/2022-9/2023),具有拆分推导(70%)和验证(30%)队列。我们拟合了一个纳入急性生理学的风险调整模型(HMS-脓毒症死亡率模型),人口统计学,和基线健康数据,并使用c统计量评估模型性能,Brier的分数,以及按风险分位数比较预测和观察到的死亡率。我们比较了医院的表现(第一五分之一,中间五分之一,第五五分之一)使用观察到的死亡率与调整后的死亡率来了解风险调整对医院绩效评估的影响程度。
    结果:在研究期间,来自66家医院的17,514例住院患者中,12,260(70%)用于模型推导,5,254(30%)用于模型验证。总队列的30天死亡率为19.4%。最终模型包括13个生理变量,两种生理相互作用,和16个人口统计学和慢性健康变量。最重要的变量是年龄,转移性实体瘤,温度,精神状态改变,和血小板计数。推导队列的模型c统计量为0.82,验证队列为0.81,所有评估的亚组≥0.78。总体校准误差为0.0%,风险分位数的平均校准误差为1.5%。对于33.9%的医院,标准化死亡率与观察到的死亡率产生了不同的评估。
    结论:HMS-脓毒症死亡率模型具有很强的区分度,充分校准,并将三分之一的医院与未调整死亡率重新分类为不同的绩效类别。基于其强劲的表现,HMS-脓毒症死亡率模型可以帮助公平的医院基准,评估时间变化,和观察性因果推断分析。
    BACKGROUND: When comparing outcomes after sepsis, it is essential to account for patient case mix to make fair comparisons. We developed a model to assess risk-adjusted 30-day mortality in the Michigan Hospital Medicine Safety sepsis initiative (HMS-Sepsis).
    OBJECTIVE: Can HMS-Sepsis registry data adequately predict risk of 30-day mortality? Do performance assessments using adjusted vs unadjusted data differ?
    METHODS: Retrospective cohort of community-onset sepsis hospitalizations in the HMS-Sepsis registry (April 2022-September 2023), with split-derivation (70%) and validation (30%) cohorts. We fit a risk-adjustment model (HMS-Sepsis mortality model) incorporating acute physiologic, demographic, and baseline health data and assessed model performance using concordance (C) statistics, Brier\'s scores, and comparisons of predicted vs observed mortality by deciles of risk. We compared hospital performance (first quintile, middle quintiles, fifth quintile) using observed vs adjusted mortality to understand the extent to which risk adjustment impacted hospital performance assessment.
    RESULTS: Among 17,514 hospitalizations from 66 hospitals during the study period, 12,260 hospitalizations (70%) were used for model derivation and 5,254 hospitalizations (30%) were used for model validation. Thirty-day mortality for the total cohort was 19.4%. The final model included 13 physiologic variables, two physiologic interactions, and 16 demographic and chronic health variables. The most significant variables were age, metastatic solid tumor, temperature, altered mental status, and platelet count. The model C statistic was 0.82 for the derivation cohort, 0.81 for the validation cohort, and ≥ 0.78 for all subgroups assessed. Overall calibration error was 0.0%, and mean calibration error across deciles of risk was 1.5%. Standardized mortality ratios yielded different assessments than observed mortality for 33.9% of hospitals.
    CONCLUSIONS: The HMS-Sepsis mortality model showed strong discrimination and adequate calibration and reclassified one-third of hospitals to a different performance category from unadjusted mortality. Based on its strong performance, the HMS-Sepsis mortality model can aid in fair hospital benchmarking, assessment of temporal changes, and observational causal inference analysis.
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  • 文章类型: Journal Article
    背景:在医院环境中,虚弱是一个重要的风险因素,但在临床实践中难以衡量。我们建议使用德国南部三级护理教学医院的常规数据,对现有的基于诊断的虚弱评分进行重新加权。
    方法:数据集包括患者特征,例如性别,年龄,主要和次要诊断和住院死亡率。根据这些信息,我们重新计算现有的医院衰弱风险评分.该队列包括年龄≥75的患者,并分为发展队列(2011年至2013年,N=30,525)和验证队列(2014年,N=11,202)。在2022年整个德国(N=491,251),在包含年龄≥75的住院病例的第二个验证队列中也进行了有限的外部验证。在发展队列中,LASSO回归分析用于选择最相关的变量,并为德语设置生成重新加权的脆弱评分。使用接受者工作特征曲线下面积(AUC)评估鉴别。进行校准曲线的可视化和决策曲线分析。使用逻辑回归模型评估了加权脆弱评分在非老年人口中的适用性。
    结果:在109例与虚弱相关的诊断中,虚弱评分的重新加权仅包括53例,并且比评分的初始加权具有更好的辨别能力(AUC=0.89vs.AUC=0.80,验证队列中p<0.001)。校准曲线显示基于分数的预测与实际观察到的死亡率之间的良好一致性。2022年在整个德国(N=491,251)使用年龄≥75岁的住院病例进行的其他外部验证证实了有关辨别和校准的结果,并强调了重新加权的脆弱评分的地理和时间有效性。决策曲线分析表明,重新加权评分作为一般决策支持工具的临床实用性优于初始版本的评分。对重新加权脆弱评分在非老年人群中的适用性的评估(N=198,819)表明,歧视优于初始版本的评分(AUC=0.92vs.AUC=0.87,p<0.001)。此外,我们观察到重新加权脆弱评分对住院死亡率的年龄稳定影响,这对女性和男性来说没有很大的不同。
    结论:我们的数据表明,重新加权的衰弱评分优于原始的衰弱评分,有住院死亡风险的虚弱患者。因此,我们建议在德国住院设置中使用重新加权的脆弱评分.
    BACKGROUND: In the hospital setting, frailty is a significant risk factor, but difficult to measure in clinical practice. We propose a reweighting of an existing diagnoses-based frailty score using routine data from a tertiary care teaching hospital in southern Germany.
    METHODS: The dataset includes patient characteristics such as sex, age, primary and secondary diagnoses and in-hospital mortality. Based on this information, we recalculate the existing Hospital Frailty Risk Score. The cohort includes patients aged ≥ 75 and was divided into a development cohort (admission year 2011 to 2013, N = 30,525) and a validation cohort (2014, N = 11,202). A limited external validation is also conducted in a second validation cohort containing inpatient cases aged ≥ 75 in 2022 throughout Germany (N = 491,251). In the development cohort, LASSO regression analysis was used to select the most relevant variables and to generate a reweighted Frailty Score for the German setting. Discrimination is assessed using the area under the receiver operating characteristic curve (AUC). Visualization of calibration curves and decision curve analysis were carried out. Applicability of the reweighted Frailty Score in a non-elderly population was assessed using logistic regression models.
    RESULTS: Reweighting of the Frailty Score included only 53 out of the 109 frailty-related diagnoses and resulted in substantially better discrimination than the initial weighting of the score (AUC = 0.89 vs. AUC = 0.80, p < 0.001 in the validation cohort). Calibration curves show a good agreement between score-based predictions and actual observed mortality. Additional external validation using inpatient cases aged ≥ 75 in 2022 throughout Germany (N = 491,251) confirms the results regarding discrimination and calibration and underlines the geographic and temporal validity of the reweighted Frailty Score. Decision curve analysis indicates that the clinical usefulness of the reweighted score as a general decision support tool is superior to the initial version of the score. Assessment of the applicability of the reweighted Frailty Score in a non-elderly population (N = 198,819) shows that discrimination is superior to the initial version of the score (AUC = 0.92 vs. AUC = 0.87, p < 0.001). In addition, we observe a fairly age-stable influence of the reweighted Frailty Score on in-hospital mortality, which does not differ substantially for women and men.
    CONCLUSIONS: Our data indicate that the reweighted Frailty Score is superior to the original Frailty Score for identification of older, frail patients at risk for in-hospital mortality. Hence, we recommend using the reweighted Frailty Score in the German in-hospital setting.
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  • 文章类型: Journal Article
    背景:呼吸机相关性肺炎(VAP)与死亡率增加有关,长时间机械通气,和更长时间的重症监护病房。医院内的VAP率(每1000个呼吸机天的VAP)是重要的质量指标。尽管采取了预防策略,创伤中心受伤患者的VAP发生率仍然很高。这里,我们报告了全州质量协作中风险调整后的VAP率的变化.
    方法:使用2020年11月1日至2023年1月31日期间来自35个美国外科医生学院验证的I级和II级创伤中心的密歇根创伤质量改善计划数据,创建了患者水平的泊松模型,以评估给定呼吸机天数的各机构的VAP风险调整率,根据损伤严重程度进行调整,生理参数,和合并症条件。将患者水平的模型结果求和以创建中心水平的估计。我们进行了观察到的预期调整,以计算每个中心的风险调整后的VAP天数,并将异常值标记为置信区间高于或低于总体平均值的医院。
    结果:我们在合作的33,038个呼吸机日中发现了538个VAP事件,每1000个呼吸机天的总平均值为16.3个VAP。我们发现VAP的风险调整率差异很大,范围从每1000天0(0-8.9)到33.0(14.4-65.1)的VAP。几家医院被确定为高或低异常值。
    结论:创伤中心的VAP发生率存在显著差异。对影响低和高异常机构之间差异的实践和因素的调查可能会产生信息,以减少差异并改善结果。
    BACKGROUND: Ventilator-associated pneumonia (VAP) is associated with increased mortality, prolonged mechanical ventilation, and longer intensive care unit stays. The rate of VAP (VAPs per 1000 ventilator days) within a hospital is an important quality metric. Despite adoption of preventative strategies, rates of VAP in injured patients remain high in trauma centers. Here, we report variation in risk-adjusted VAP rates within a statewide quality collaborative.
    METHODS: Using Michigan Trauma Quality Improvement Program data from 35 American College of Surgeons-verified Level I and Level II trauma centers between November 1, 2020 and January 31, 2023, a patient-level Poisson model was created to evaluate the risk-adjusted rate of VAP across institutions given the number of ventilator days, adjusting for injury severity, physiologic parameters, and comorbid conditions. Patient-level model results were summed to create center-level estimates. We performed observed-to-expected adjustments to calculate each center\'s risk-adjusted VAP days and flagged outliers as hospitals whose confidence intervals lay above or below the overall mean.
    RESULTS: We identified 538 VAP occurrences among a total of 33,038 ventilator days within the collaborative, with an overall mean of 16.3 VAPs per 1000 ventilator days. We found wide variation in risk-adjusted rates of VAP, ranging from 0 (0-8.9) to 33.0 (14.4-65.1) VAPs per 1000 d. Several hospitals were identified as high or low outliers.
    CONCLUSIONS: There exists significant variation in the rate of VAP among trauma centers. Investigation of practices and factors influencing the differences between low and high outlier institutions may yield information to reduce variation and improve outcomes.
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  • 文章类型: Journal Article
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  • 文章类型: Journal Article
    目的:这项研究旨在调查是否可以在全国范围内证实2011年至2019年间瑞士急性护理医院住院患者跌倒的显着趋势。以及在对患者相关的跌倒危险因素进行风险调整后,该趋势是否持续.
    方法:根据2011年至2019年进行的年度多中心横断面研究进行了二次数据分析。
    方法:所有瑞士急性护理医院都有义务参与调查。除了急诊室,门诊病房和康复室,所有病房都包括在内。
    方法:纳入所有18岁或18岁以上且数据完整且可获得的住院患者。
    方法:在调查当天,通过询问患者以下问题来回顾性确定患者是否在医院跌倒:您在过去30天内是否在该机构跌倒?
    结果:根据来自222家瑞士医院的110892名患者的数据,在9个调查年中,全国住院率确定为3.7%。使用Cochran-Armitage趋势检验观察到显著的线性下降趋势(p=0.004)。在两级随机截距逻辑回归模型中调整患者相关的跌倒危险因素后,在国家一级发现了显著的非线性下降趋势.
    结论:瑞士医院的跌倒率显着下降,表明所提供护理的质量有所改善,可以通过描述性和风险调整后进行确认。然而,非线性趋势,也就是说,住院病人跌倒的最初减少随着时间的推移逐渐平缓,这也表明未来下降率可能会上升。应在国家一级保持对医院跌倒的监测。风险调整考虑了观察到的医院中与患者相关的跌倒风险因素的增加,从而促进对一段时间内提供的护理质量进行更公平的比较。
    OBJECTIVE: This study aimed to investigate whether a significant trend regarding inpatient falls in Swiss acute care hospitals between 2011 and 2019 could be confirmed on a national level, and whether the trend persists after risk adjustment for patient-related fall risk factors.
    METHODS: A secondary data analysis was conducted based on annual multicentre cross-sectional studies carried out between 2011 and 2019.
    METHODS: All Swiss acute care hospitals were obliged to participate in the surveys. Except for emergency departments, outpatient wards and recovery rooms, all wards were included.
    METHODS: All inpatients aged 18 or older who had given their informed consent and whose data were complete and available were included.
    METHODS: Whether a patient had fallen in the hospital was retrospectively determined on the survey day by asking patients the following question: Have you fallen in this institution in the last 30 days?
    RESULTS: Based on data from 110 892 patients from 222 Swiss hospitals, a national inpatient fall rate of 3.7% was determined over the 9 survey years. A significant linear decreasing trend (p=0.004) was observed using the Cochran-Armitage trend test. After adjusting for patient-related fall risk factors in a two-level random intercept logistic regression model, a significant non-linear decreasing trend was found at the national level.
    CONCLUSIONS: A significant decrease in fall rates in Swiss hospitals, indicating an improvement in the quality of care provided, could be confirmed both descriptively and after risk adjustment. However, the non-linear trend, that is, an initial decrease in inpatient falls that flattens out over time, also indicates a possible future increase in fall rates. Monitoring of falls in hospitals should be maintained at the national level. Risk adjustment accounts for the observed increase in patient-related fall risk factors in hospitals, thus promoting a fairer comparison of the quality of care provided over time.
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  • 文章类型: Journal Article
    背景:联合委员会使用未产,term,单身人士,顶点,剖宫产率(NTSV-CD)通过剖宫产分娩测量(PC-02)评估医院围产期护理质量。然而,这些比率没有根据产妇健康因素进行风险调整,使这一措施与大多数公开报告的医院质量措施的风险调整范式不一致。这里,作者测试了在大型卫生系统中,针对容易记录的孕产妇风险因素进行的风险调整是否会影响医院水平的NTSV-CD发生率.
    方法:包括2019年1月至2023年4月在一个卫生系统中的10家医院中的所有连续NTSV怀孕。Logistic回归,调整年龄,肥胖,糖尿病,和高血压疾病。通过将观察值与观察值相乘来计算医院级别的风险调整后NTSV-CD率根据全系统未调整的NTSV-CD率,每家医院的预期比率。作者计算了未调整率和风险调整率之间的医院内风险差异,并使用30%联合委员会报告阈值率计算了风险调整后符合不同报告状态的医院百分比。
    结果:在23,866次怀孕中,6,550(27.4%)例剖宫产。在10家医院中,分娩数量为393至7,671例,未调整的NTSV-CD比率为21.0%至30.5%.风险调整后的NTSV-CD率范围从21.5%到30.4%,在风险调整后的医院内绝对差异与未调整的利率范围从-1.33%(表明风险调整后利率较低)到3.37%(表明风险调整后利率较高)。风险调整后,10家医院中有三家(30.0%)符合不同的报告状态。
    结论:年龄的风险调整,肥胖,糖尿病,和高血压疾病是可行的,并导致医院级NTSV-CD发生率发生有意义的变化,对联合委员会报告阈值附近的医院产生潜在的影响。
    BACKGROUND: The Joint Commission uses nulliparous, term, singleton, vertex, cesarean delivery (NTSV-CD) rates to assess hospitals\' perinatal care quality through the Cesarean Birth measurement (PC-02). However, these rates are not risk-adjusted for maternal health factors, putting this measure at odds with the risk adjustment paradigm of most publicly reported hospital quality measures. Here, the authors tested whether risk adjustment for readily documented maternal risk factors affected hospital-level NTSV-CD rates in a large health system.
    METHODS: Included were all consecutive NTSV pregnancies from January 2019 to April 2023 across 10 hospitals in one health system. Logistic regression, adjusting for age, obesity, diabetes, and hypertensive disorders. was used to calculate hospital-level risk-adjusted NTSV-CD rates by multiplying observed vs. expected ratios for each hospital by the systemwide unadjusted NTSV-CD rate. The authors calculated intrahospital risk differences between unadjusted and risk-adjusted rates and calculated the percentage of hospitals qualifying for different reporting status after risk adjustment using the 30% Joint Commission reporting threshold rate.
    RESULTS: Of 23,866 pregnancies, 6,550 (27.4%) had cesarean deliveries. Across 10 hospitals, the number of deliveries ranged from 393 to 7,671, with unadjusted NTSV-CD rates ranging from 21.0% to 30.5%. Risk-adjusted NTSV-CD rates ranged from 21.5% to 30.4%, with absolute intrahospital differences in risk-adjusted vs. unadjusted rates ranging from -1.33% (indicating lower rate after risk adjustment) to 3.37% (indicating higher rate after risk adjustment). Three of 10 (30.0%) hospitals qualified for different reporting statuses after risk adjustment.
    CONCLUSIONS: Risk adjustment for age, obesity, diabetes, and hypertensive disorders is feasible and resulted in meaningful changes in hospital-level NTSV-CD rates with potentially impactful consequences for hospitals near The Joint Commission reporting threshold.
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    随着MedicareAdvantage(MA)的参保人数超过了Medicare受益人的50%,准确的风险调整计划支付率至关重要。然而,人为夸大的编码强度,计划试图通过增加诊断或增加诊断来提高测量的健康风险,可能会威胁支付费率的完整性。可能在提高编码强度中起作用的一个因素是健康风险评估(HRA)-通常是对登记者健康状况的家庭审查-使计划能够捕获有关其登记者的信息。在这项研究中,我们评估了HRA对分层条件类别(HCC)风险评分的影响,这种影响在不同合同中的变化,以及HRA的总支付影响,使用2019年MA遭遇数据。我们发现,44.4%的MA受益人至少有一个HRA。在那些至少有一个HRA的人中,HCC得分增加了12.8%,平均而言,作为HRA的结果。超过五分之一的参与者至少有一个额外的HRA诊断,这提高了他们的HCC得分。限制HRA风险评分影响的潜在情景对应于2020年4.5-123亿美元的医疗保险支出减少。解决由于HRA而增加的编码强度将提高Medicare支出的价值,并确保MA计划中的适当支付。
    With Medicare Advantage (MA) enrollment surpassing 50 percent of Medicare beneficiaries, accurate risk-adjusted plan payment rates are essential. However, artificially exaggerated coding intensity, where plans seek to enhance measured health risk through the addition or inflation of diagnoses, may threaten payment rate integrity. One factor that may play a role in escalating coding intensity is health risk assessments (HRAs)-typically in-home reviews of enrollees\' health status-that enable plans to capture information about their enrollees. In this study, we evaluated the impact of HRAs on Hierarchical Condition Categories (HCC) risk scores, variation in this impact across contracts, and the aggregate payment impact of HRAs, using 2019 MA encounter data. We found that 44.4 percent of MA beneficiaries had at least one HRA. Among those with at least one HRA, HCC scores increased by 12.8 percent, on average, as a result of HRAs. More than one in five enrollees had at least one additional HRA-captured diagnosis, which raised their HCC score. Potential scenarios restricting the risk-score impact of HRAs correspond with $4.5-$12.3 billion in reduced Medicare spending in 2020. Addressing increased coding intensity due to HRAs will improve the value of Medicare spending and ensure appropriate payment in the MA program.
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