Regulatory compliance

法规遵从性
  • 文章类型: Journal Article
    本政策简介总结了美国目前的监管考虑因素,以确保人工智能/机器学习(AI/ML)时代精准医疗的遗传/基因组测试信息的患者安全和医疗保健质量。创新和高效的实验室开发测试(LDTs)在为美国以患者和家庭为中心的医疗保健决策提供准确的诊断遗传/基因组信息方面的关键作用非常重要。然而,通过当前的FDA和CMS监管途径,许多LDT未经过充分的分析和临床有效性审查。美国疾病控制和预防中心的政策分析框架工具被用来确定问题,执行高级政策分析,并为两党医疗政策改革战略制定概述建议,这些战略可被不同的精准和系统医学利益相关者接受。
    This policy brief summarizes current U.S. regulatory considerations for ensuring patient safety and health care quality of genetic/genomic test information for precision medicine in the era of artificial intelligence/machine learning (AI/ML). The critical role of innovative and efficient laboratory developed tests (LDTs) in providing accurate diagnostic genetic/genomic information for U.S. patient- and family-centered healthcare decision-making is significant. However, many LDTs are not fully vetted for sufficient analytic and clinical validity via current FDA and CMS regulatory oversight pathways. The U.S. Centers for Disease Control and Prevention\'s Policy Analytical Framework Tool was used to identify the issue, perform a high-level policy analysis, and develop overview recommendations for a bipartisan healthcare policy reform strategy acceptable to diverse precision and systems medicine stakeholders.
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  • 文章类型: Journal Article
    背景:电子数据收集(EDC)系统必须符合法规和良好临床实践(GCP)的原则,以允许及时准确地报告包括安全性数据在内的数据。对于研究药品(CTIMPs)的临床试验,研究者必须立即向申办方报告他们负责的研究中心发生的任何严重不良事件(SAE).因此,如果SAE被归类为可疑的意外严重不良反应(SUSAR),预计赞助商将提供及时审查和报告的系统。当需要为SAE重新输入与不良事件(AE)相关的数据时,出现挑战;这可能容易出错并且可能延迟报告。此外,当研究者回应提出的问题时,认识到初始SAE报告的变化可能会导致错误。
    方法:一个来自英国学术临床试验部门(CTU)的多学科工作组聚集在一起,以确定是否可以在该部门的开源EDC系统中创建电子系统-REDCap,以有效的方式管理SAE。
    结果:已在REDCap中创建了一个模块,以促进电子SAE报告:使AE表单能够自动触发SAE表单,用于任何也是SAE的AE,预填充SAE表单的相关字段,降低将数据输入SAE表单时出现延迟和错误的风险。该系统还开发了一个嵌入式代码,允许即时视觉识别报告后更新的任何数据,以允许赞助商立即审查和及时解决严重不良事件。遵守英国监管报告。此功能“eSAE项目”现在是我们所有使用REDCap系统进行数据收集的新试验的活跃项目。
    结论:编码到REDCap中的eSAE项目提供了一种独特的方式来填充SAE表单,其中包含已在初始AE表单中输入的信息,如适用,同时突出显示SAE有效期内的任何更新,以确定需要重新评估以处理和报告SAE的任何新信息。
    BACKGROUND: It is essential that electronic data collection (EDC) systems are both compliant with regulations and the principles of Good Clinical Practice (GCP) to allow for the timely and accurate reporting of data including safety data. For clinical trials of investigational medicinal products (CTIMPs), investigators must immediately report to the sponsor any serious adverse event (SAE) that occurs in a site for which they are responsible. It is therefore expected that sponsors provide systems for timely review and reporting should a SAE be classified as a suspected unexpected serious adverse reaction (SUSAR). Challenges arise when data related to adverse events (AEs) needs to be re-entered for SAEs; this can be prone to error and may delay reporting. Additionally, recognising what has changed from an initial SAE report when an investigator responds to queries raised can cause errors.
    METHODS: A multi-disciplinary working group came together from a UK academic clinical trials unit (CTU) to establish if an electronic system could be created in the unit\'s open-source EDC system-REDCap, to manage SAEs in an efficient way.
    RESULTS: A module has been created in REDCap to facilitate electronic SAE reporting: enabling an AE form to automatically trigger an SAE form for any AE which is also a SAE, prepopulating relevant fields of the SAE form, reducing the risk of delay and error when entering data into the SAE form. The system has also been developed with an embedded code to allow for instant visual recognition of any data updated following reporting to allow the sponsor to immediately review and resolve SAEs in a timely manner, complying with UK regulatory reporting. This functionality \'The eSAE Project\' is now an active project for all of our new trials where data collection is undertaken using the REDCap system.
    CONCLUSIONS: The eSAE Project coded into REDCap offers a unique way of populating SAE forms with information already entered in the initial AE forms as applicable, coupled with highlighting any updates during the lifetime of the SAE for sponsors to identify any new information that needs to be reassessed to process and report the SAE.
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  • 文章类型: Journal Article
    尽管焚烧是有毒污染物的重要排放源,如重金属和多氯二苯并对二恶英和二苯并呋喃(PCDD/Fs),它仍然是城市生活垃圾管理中使用最广泛的方法之一。本论文总结了SantAdriàdeBesós(加泰罗尼亚,西班牙)。环境空气样品,定期收集设施附近的土壤和牧草,并分析PCDD/Fs的含量。在上一次(2017年)调查中,土壤中的平均水平为3.60ngWHO-TEQ/kg(范围:0.40-10.6),大大高于加泰罗尼亚其他MSWI附近收集的土壤样品中PCDD/Fs的平均浓度。此外,空气PCDD/F浓度甚至高于之前(2014年)调查中发现的浓度,它们从0.026pg增加到0.044pgWHO-TEQ/m3。最终,PCDD/F暴露与居住在周边地区的人群的癌症风险(2.5×10-6)相关.全球范围内,这些信息表明,SantAdriàdeBesós的MSWI可能对环境产生负面影响,并可能对公共卫生产生负面影响,是多年来可能不适当管理的一个例子。应用最佳可行技术以最大程度地减少PCDD/Fs和其他化学品的排放至关重要。
    Despite incineration is an important emission source of toxic pollutants, such as heavy metals and polychlorinated dibenzo-p-dioxins and dibenzofurans (PCDD/Fs), it is still one of the most widely used methods for the management of municipal solid waste. The current paper summarizes the results of a 20-year follow-up study of the emissions of PCDD/Fs by a municipal solid waste incinerator (MSWI) in Sant Adrià de Besòs (Catalonia, Spain). Samples of ambient air, soils and herbage were periodically collected near the facility and the content of PCDD/Fs was analyzed. In the last (2017) survey, mean levels in soil were 3.60 ng WHO-TEQ/kg (range: 0.40-10.6), being considerably higher than the mean concentrations of PCDD/Fs in soil samples collected near other MSWIs in Catalonia. Moreover, air PCDD/F concentrations were even higher than those found in a previous (2014) survey, as they increased from 0.026 to 0.044 pg WHO-TEQ/m3. Ultimately, the PCDD/F exposure would be associated to a cancer risk (2.5 × 10-6) for the population living in the surrounding area. Globally, this information indicates that the MSWI of Sant Adrià de Besòs could have had a negative impact on the environment and potentially on public health, being an example of a possible inappropriate management for years. The application of Best Available Techniques to minimize the emission of PCDD/Fs and other chemicals is critical.
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  • 文章类型: Journal Article
    牙科睡眠医学(DSM)的提供引起了包括医疗保健提供者在内的行业的快速增长和扩展,制造商,和零售商。睡眠被医疗保健提供者用作生命体征,以筛查和测试睡眠障碍并预防未来的健康问题,疾病,和灾难性事件。继续开发专业服务和设备,以改善和促进更好的睡眠卫生和环境,并通过建立全面的睡眠解决方案来鼓励改善睡眠。包括DSM。然而,DSM的规定要求遵守适用的州和联邦法规。
    The provision of dental sleep medicine (DSM) has caused the rapid growth and expansion of an industry that includes health care providers, manufacturers, and retailers. Sleep is used as a vital sign by health care providers to screen and test for sleep disorders and to prevent future health issues, disease, and catastrophic events. Professional services and devices continue to be developed to enhance and foster better sleep hygiene and environment and to encourage improved sleep by building a comprehensive portfolio of sleep solutions, including DSM. However, the provision of DSM requires compliance with applicable state and federal regulations.
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  • 文章类型: Journal Article
    由观察健康数据科学与信息学(OHDSI)集体提供的开源软件,包括OMOP-CDM,作为许多现实世界的证据网络和分布式健康数据分析平台的主要支柱。虽然从技术角度来看,容器技术显著简化了部署,监管合规可能仍然是此类平台设置和运行的主要障碍。在本文中,我们提出了OHDSI合规,一套全面的文档模板,旨在简化与数据保护和信息安全相关的文档以及建立OHDSI安装所需的协调工作。
    要确定一组相关文档模板,我们首先分析了法律要求和相关指南,重点是《通用数据保护条例》(GDPR).此外,我们分析了典型的OHDSI堆栈的软件体系结构,并将其组件与所识别的不同一般类型的概念和文档相关联。然后,我们为原型OHDSI安装创建了这些文档,基于所谓的Broadsea包,遵循德国的相关准则。最后,我们通过在需要个别机构特定内容的地方引入占位符和选项来概括文件。
    我们提供四个文件:(1)处理活动的记录,(2)信息安全概念,(3)授权概念,以及(4)涵盖维护堆栈的技术细节的操作概念。这些文件可以在许可许可下公开获得。
    据我们所知,没有其他公开可用的文档集,旨在简化OHDSI部署的合规流程。虽然我们的文件提供了一个全面的起点,需要添加当地细节,and,由于不同国家法律要求的异质性,可能需要进一步收养。
    UNASSIGNED: The open-source software offered by the Observational Health Data Science and Informatics (OHDSI) collective, including the OMOP-CDM, serves as a major backbone for many real-world evidence networks and distributed health data analytics platforms. While container technology has significantly simplified deployments from a technical perspective, regulatory compliance can remain a major hurdle for the setup and operation of such platforms. In this paper, we present OHDSI-Compliance, a comprehensive set of document templates designed to streamline the data protection and information security-related documentation and coordination efforts required to establish OHDSI installations.
    UNASSIGNED: To decide on a set of relevant document templates, we first analyzed the legal requirements and associated guidelines with a focus on the General Data Protection Regulation (GDPR). Moreover, we analyzed the software architecture of a typical OHDSI stack and related its components to the different general types of concepts and documentation identified. Then, we created those documents for a prototypical OHDSI installation, based on the so-called Broadsea package, following relevant guidelines from Germany. Finally, we generalized the documents by introducing placeholders and options at places where individual institution-specific content will be needed.
    UNASSIGNED: We present four documents: (1) a record of processing activities, (2) an information security concept, (3) an authorization concept, as well as (4) an operational concept covering the technical details of maintaining the stack. The documents are publicly available under a permissive license.
    UNASSIGNED: To the best of our knowledge, there are no other publicly available sets of documents designed to simplify the compliance process for OHDSI deployments. While our documents provide a comprehensive starting point, local specifics need to be added, and, due to the heterogeneity of legal requirements in different countries, further adoptions might be necessary.
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  • 文章类型: Journal Article
    目标:使用叙事方法,本文旨在确定澳大利亚放射技师在急诊科(ED)进行阑尾X线和非造影脑计算机断层扫描(CT)时,对提高患者安全性的遵守法规的程度.
    结果:叙述性综述探讨了相关文献和关键监管政策。确定了十份文件,制定了三个主要主题,涉及X射线请求理由中的放射线摄影师角色,剂量优化和初步图像评估(PIE)。放射技师在引入《医学实践守则》之前和之后都同样了解理由和优化。放射技师的集体PIE准确性不受PIE递送方式和调节因素变化的影响,但因解剖区域而异。
    结论:尽管当前的澳大利亚法规要求放射技师请求理由,剂量优化和PIE,澳大利亚放射技师的遵守程度仍不确定。当前的文献提供了证据,表明放射技师可以通过证明来改善患者的护理和安全性,优化,PIE交付。工作场所实践的变化,由包括放射科医生在内的主要利益相关者支持,对于将放射技师的功能整合到常规的ED临床实践中至关重要。需要进一步的研究来审核放射技师的法规遵从性,以提高患者的安全性。
    结论:放射技师及时准确的诊断可以提高ED患者的安全性。放射技师有专业义务遵守澳大利亚法规规定的安全医疗辐射实践的能力和标准。因此,放射技师必须证明X射线的要求,在适当的情况下优化辐射剂量,并向推荐人传达紧急或意外发现。
    Using a narrative approach, this paper aims to determine the extent of Australian radiographers\' regulatory compliance to improve patient safety when performing appendicular X-ray and non-contrast brain computed tomography (CT) in the Emergency Department (ED).
    A narrative review explored relevant literature and key regulatory policy. Ten documents were identified, three main themes were developed related to the radiographer roles in X-ray request justification, dose optimisation and preliminary image evaluation (PIE). Radiographers were equally aware of justification and optimisation pre and post the introduction of a Medical Code of Practice. The collective PIE accuracy of radiographers remained unaffected by changes in mode of PIE delivery and regulatory factors but varied based on the anatomical region.
    While current Australian regulations mandate radiographer request justification, dose optimisation and PIE, the degree of compliance by Australian radiographers remains uncertain. Current literature provides evidence that radiographers can improve patient care and safety through justification, optimisation, and PIE delivery. Change in workplace practice, supported by key stakeholders including radiologists, is essential to integrate radiographers\' functions into routine ED clinical practice. Further research is required to audit radiographers\' regulatory compliance to improve patient safety.
    Patient safety in ED can be improved with timely and accurate diagnosis provided by radiographers. Radiographers have a professional obligation to adhere to the capabilities and standards for safe medical radiation practice defined by Australian regulations. Therefore, radiographers must justify the X-ray request, optimise the radiation dose where appropriate and communicate urgent or unexpected findings to the referrer.
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  • 文章类型: Journal Article
    食物中的物理污染物,比如玻璃,金属,塑料,会造成重大的健康风险和经济损失。这项研究探索了这些未被研究的身体危害,旨在提供全面的风险分析和预防解决方案。我们的研究确定了食品供应链中的几个关键渗透点,包括原材料采购和包装阶段。通过采用金属探测器和光学分选机等先进技术,可以有效减轻这些危害。以及严格的质量控制措施。这些发现为食品行业的利益相关者提供了宝贵的见解,强调需要遵守法规和对消费者进行教育,以确保食品安全。
    Physical contaminants in food, such as glass, metal, and plastic, can cause significant health risks and economic loss. This study explores these understudied physical hazards, aiming to provide comprehensive risk analysis and preventive solutions. Our research identified several key infiltration points in the food supply chain, including raw material sourcing and packaging stages. These hazards can be effectively mitigated by employing advanced technologies like metal detectors and optical sorting machines, along with stringent quality control measures. The findings offer valuable insights for stakeholders in the food industry, emphasizing the need for regulatory compliance and consumer education to ensure food safety.
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  • 文章类型: Journal Article
    在这项研究中,实时高分辨率质谱直接分析(DART-HRMS)用于研究含有球虫或类胡萝卜素的饲料添加剂配方的准确表征。该研究证明了DART-HRMS在识别这些制剂中的活性物质以及区分具有相同活性物质的饲料添加剂方面的功效。该方法的方案包括两个简单的步骤,即用有机溶剂提取样品并用DART-HRMS测量提取物。该研究还采用了各种统计工具,包括阶乘设计方法,要优化DART-HRMS设置,和多元统计,利用标称质谱建立饲料添加剂配方的分类模型。我们的研究证明了DART-HRMS在确保正确识别含有各种球虫或类胡萝卜素的饲料添加剂方面的潜力,并提出了该工具作为符合欧盟法规的检查的附加手段。
    In this study, direct analysis in real time high resolution mass spectrometry (DART-HRMS) was used to investigate the accurate characterisation of feed additive formulations containing coccidiostats or carotenoids. The study demonstrates the efficacy of DART-HRMS in identifying the active substances in these formulations and distinguishing between feed additives with the same active substance. The protocol for this method involves two simple steps that are extracting samples with organic solvents and measuring the extracts with DART-HRMS. The study also employs various statistical tools, including a factorial design approach, to optimise the DART-HRMS settings, and multivariate statistics, to establish classification models for feed additive formulations using nominal mass spectra. Our study demonstrates the potential of DART-HRMS in ensuring the correct identification of feed additives containing various coccidiostats or carotenoids and proposes this tool as an additional means for compliance checks with EU regulations.
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  • 文章类型: Journal Article
    结论:为了加快文章的发表,AJHP在接受后尽快在线发布手稿。接受的手稿经过同行评审和复制编辑,但在技术格式化和作者打样之前在线发布。这些手稿不是记录的最终版本,将在以后替换为最终文章(按照AJHP样式格式化并由作者证明)。
    目的:在阿片类药物流行的情况下,在医疗机构中监测和检测药物转移的挑战仍然是一个热门话题。本文旨在为学术医学中心的药物转移和受控物质合规计划的扩展提供见解。多医院的理由和结构,集中方案进行了讨论。
    结论:随着人们对广泛的医疗保健影响的认识的提高,建立专门的受控物质依从性和药物转移资源变得越来越普遍。一个学术医学中心认识到从一个设施范围的2个专用全职等效人员(FTE)扩展到5个设施范围的多个FTE的价值。扩展包括考虑每个设施的当前做法,建立集中团队的范围,获得组织支持,招募一个多元化的团队,形成有效的委员会结构。
    结论:建立集中的受控物质依从性和药物转移计划可以带来多种组织利益,包括流程的标准化,相关效率,并通过识别跨多设施组织的不一致做法来有效缓解风险。
    Challenges with monitoring and detecting drug diversion in healthcare facilities continue to be a trending topic amid the opioid epidemic. This article aims to provide insight into the expansion of an academic medical center\'s drug diversion and controlled substances compliance program. The justification and structure of a multihospital, centralized program are discussed.
    Establishing dedicated controlled substances compliance and drug diversion resources has become increasingly common as awareness of the widespread healthcare impact has grown. One academic medical center recognized the value in expanding from 2 dedicated full-time equivalents (FTEs) with a scope of one facility to multiple FTEs with a scope of 5 facilities. The expansion included considering current practices at each facility, establishing the centralized team\'s scope, gaining organizational support, recruiting a diverse team, and forming an effective committee structure.
    There are multiple organizational benefits from establishing a centralized controlled substances compliance and drug diversion program, including standardization of processes, associated efficiencies, and effective risk mitigation by identifying inconsistent practices across the multifacility organization.
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  • 文章类型: Journal Article
    新兴的卤化铅钙钛矿(LHP)光伏电池由于其出色的效率和低制造成本的潜力而正在进行激烈的研究和开发,这使它们与现有的光伏(PV)技术具有竞争力。虽然今天的努力集中在LHP的稳定性和可扩展性上,铅(Pb)的毒性仍然是其大规模商业化的主要挑战。这里,我们提出了一个筛查级别,符合EPA的地下水中铅渗滤液命运和迁移模型,土壤,和空气,以下是LHP光伏组件在概念性公用事业规模站点中的假设灾难性破损。我们估计了每种介质中Pb的暴露点浓度,发现大部分Pb被隔离在土壤中。钙钛矿薄膜中Pb的暴露点浓度远低于EPA在地下水和空气中的最大允许限值,即使在大规模从PV模块中灾难性释放。土壤中的背景铅水平会影响土壤法规遵从性,但是在我们的假设下,观察到的钙钛矿衍生铅的最高浓度不会超过EPA的限制。尽管如此,监管限制不是确定的安全阈值,钙钛矿衍生铅的生物利用度增加的潜力可能需要额外的毒性评估来进一步表征公共卫生风险。
    Emerging lead halide perovskite (LHP) photovoltaics are undergoing intense research and development due to their outstanding efficiency and potential for low manufacturing costs that render them competitive with existing photovoltaic (PV) technologies. While today\'s efforts are focused on stability and scalability of LHPs, the toxicity of lead (Pb) remains a major challenge to their large-scale commercialization. Here, we present a screening-level, EPA-compliant model of fate and transport of Pb leachate in groundwater, soil, and air, following hypothetical catastrophic breakage of LHP PV modules in conceptual utility-scale sites. We estimated exposure point concentrations of Pb in each medium and found that most of the Pb is sequestered in soil. Exposure point concentrations of Pb from the perovskite film fell well below EPA maximum permissible limits in groundwater and air even upon catastrophic release from PV modules at large scales. Background Pb levels in soil can influence soil regulatory compliance, but the highest observed concentrations of perovskite-derived Pb would not exceed EPA limits under our assumptions. Nonetheless, regulatory limits are not definitive thresholds of safety, and the potential for increased bioavailability of perovskite-derived Pb may warrant additional toxicity assessment to further characterize public health risks.
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