Consent Forms

同意书
  • 文章类型: Journal Article
    背景:关于获得知情同意(IC)过程中与理解有关的问题的文献主要集中在潜在参与者在理解IC文件时可能面临的挑战上,以及用于增强对这些文件的理解的策略。在这次审查中,我们着手描述对理解有影响的因素以及用于加强撒哈拉以南非洲国家IC进程的策略。
    方法:从2021年11月到2022年1月,我们使用PRISMA工具进行了文献检索。我们搜索了电子数据库(PubMed,EMBASE,EBSCOHOST)以确定相关的同行评审研究。然后,我们回顾了这些文章的参考文献,以找到可能在初始搜索中遗漏的其他文献。我们对2006年至2020年期间发表的专注于SSA中IC流程的英文全文文章特别感兴趣。我们包括系统评价,以及来自西方和亚洲国家的研究,其中包括有关SSA的数据。我们排除了专注于医疗干预的文章和不需要IC的研究。
    结果:在50项研究中,大多数是多国家研究(n=13),其次是南非的单一国家研究(n=12);肯尼亚,坦桑尼亚,乌干达(n=5);冈比亚,加纳和尼日利亚各(n=2);博茨瓦纳各一个,马拉维,马里,莫桑比克。我们确定了三个重点领域:(1)影响IC的社会文化因素;(2)指导IC过程的道德和法律框架的差距;(3)用于提高参与者对IC的理解的策略。
    结论:我们的审查表明,广泛认识到在SSA中实现IC的过程本身具有挑战性,旨在提高IC理解的策略存在局限性。我们建议需要更大的灵活性和与社区的谈判,以确保IC的方法适合不同的社会文化背景。我们建议超越直译和技术语言,从参与者的角度和研究人员的观点理解IC理解,同时检查影响IC过程的环境因素。
    Literature on issues relating to comprehension during the process of obtaining informed consent (IC) has largely focused on the challenges potential participants can face in understanding the IC documents, and the strategies used to enhance comprehension of those documents. In this review, we set out to describe the factors that have an impact on comprehension and the strategies used to enhance the IC process in sub-Saharan African countries.
    From November 2021 to January 2022, we conducted a literature search using a PRISMA tool. We searched electronic databases (PubMed, EMBASE, EBSCOHOST) to identify relevant peer reviewed studies. We then reviewed the references of these articles to find additional literature that might have been missed through the initial search. We were particularly interested in full text articles in English that focused on the IC process in SSA published between 2006 and 2020. We included systematic reviews, and studies from Western and Asian countries that included data about SSA. We excluded articles that focused on medical interventions and studies that did not require IC.
    Out of the 50 studies included most were multi-country (n = 13) followed by single country studies in South Africa (n = 12); Kenya, Tanzania, Uganda (n = 5) each; Gambia, Ghana and Nigeria (n = 2)each ; and one each for Botswana, Malawi, Mali, Mozambique. We identified three areas of focus: (1) socio-cultural factors affecting IC; (2) gaps in the ethical and legal frameworks guiding the IC process; and (3) strategies used to improve participants\' understanding of IC.
    Our review showed wide recognition that the process of achieving IC in SSA is inherently challenging, and there are limitations in the strategies aimed at improving comprehension in IC. We suggest that there is a need for greater flexibility and negotiation with communities to ensure that the approach to IC is suited to the diverse socio-cultural contexts. We propose moving beyond the literal translations and technical language to understanding IC comprehension from the participants\' perspectives and the researchers\' views, while examining contextual factors that impact the IC process.
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  • 文章类型: Journal Article
    目的:研究书面知情同意书(ICF)中修改内容和设计元素对接受择期手术或侵入性手术的患者的影响。
    方法:我们纳入了(准)随机试验,其中将改良的书面ICF(例如视觉辅助)与标准的书面ICF进行了比较。我们搜索了PubMed,Web-of-Science和PsycINFO到08/2021。评估了偏差的风险。使用系统评价的干预复杂性评估工具评估干预的复杂性。
    结果:有1091名参与者的11项试验符合资格。效果大小和证据水平从微不足道到中等不等,并且对于某些结果存在矛盾的发现。为患者提供更多关于风险和并发症的一般或具体信息大多会增加焦虑。使用口头风险陈述减少了焦虑并增加了满意度。较低的可读性水平降低了焦虑,提高了理解力和知识。
    结论:我们的结果表明,提供更多信息和解决某些类型的风险具有不同的效果。虽然更多的信息改善了知识,它也增加了焦虑。对于许多其他可能的ICF修改,我们没有发现任何或只有不足的证据。
    结论:在开发ICF时,应仔细考虑不同因素对患者重要结局的不同影响。
    To study the effect of modifying content and design elements within written informed-consent-forms (ICF) for patients undergoing elective surgical or invasive procedures.
    We included (quasi-)randomized trials in which a modified written ICF (e.g. visual aids) was compared to a standard written ICF. We searched PubMed, Web-of-Science and PsycINFO until 08/2021. Risk of Bias was assessed. The complexity of intervention was assessed using the Intervention Complexity Assessment Tool for Systematic Reviews.
    Eleven trials with 1091 participants were eligible. Effect sizes and levels of evidence varied from trivial to moderate andthere were contradictory findings for some outcomes. Providing patients with more informationin general or specific information on risks and complications mostly increased anxiety. The use of verbal risk presentation decreased anxiety and increased satisfaction.A lower readability level decreased anxiety and improved comprehension and knowledge.
    Our results suggest that providing more information and addressing certain types of risks have differential effects. While more information improved knowledge, it also increased anxiety. We did not find any or only insufficient evidence for many other possible ICF modifications.
    When developing ICFs the differential impact of different elements on patient important outcomes should be carefully considered.
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  • 文章类型: Journal Article
    研究表明,使用电子平台来补充或取代传统的纸质知情同意程序的趋势正在增长。而不是传统的书面知情同意书,电子知情同意书(eConsent)可用于评估研究对象对所提供信息的理解。通过这样做,尊重人作为研究伦理原则之一是可以坚持的。此外,这些电子方法可以减少潜在的空气传播感染,特别是在大流行期间,从而坚持仁慈和不恶意的原则。本范围审查旨在确定电子知情同意过程中包含的道德相关标准,并将这些标准综合并映射到研究道德原则。为了找出差距,如果有的话,在当前的电子知情同意程序中。
    搜索是基于互联网搜索和三个主要数据库进行的:PubMed,SCOPUS和EBSCO。PRISMA扩展范围审查(PRISMA-ScR):清单和解释指南用于报告这项工作。
    在符合纳入标准的34项研究中,整理了242个基本的原始结构,并推导出7个概念。数字内容显示整理的原始结构比例最高(27%,n=65),其次是可访问性(24%,n=56),理解投入(18%,n=43),自主性(14%,n=34),保密性(11%,n=25),语言(5%,n=13),和父母同意(1%,n=2)。针对eConsent标准综合了25个新项目,这可能为涉及eConsent的研究进行伦理审查提供指导。
    本研究通过提供基于证据数据的电子知情同意的伦理标准,为研究伦理知识的语料库增加了重要价值。IRB/REC成员在电子知情同意书审查过程中,可以很容易地将标准中的新综合项目用作初步指南,并有助于将来编制清单。
    The research shows a growing trend in using an electronic platform to supplement or replace traditional paper-based informed consent processes. Instead of the traditionally written informed consent document, electronic informed consent (eConsent) may be used to assess the research subject\'s comprehension of the information presented. By doing so, respect for persons as one of the research ethical principles can be upheld. Furthermore, these electronic methods may reduce potential airborne infection exposures, particularly during the pandemic, thereby adhering to the beneficence and nonmaleficence principle. This scoping review aims to identify the ethics related criteria that have been included in electronic informed consent processes and to synthesize and map these criteria to research ethics principles, in order to identify the gaps, if any, in current electronic informed consent processes.
    The search was performed based on internet search and three main databases: PubMed, SCOPUS and EBSCO. PRISMA Extension for Scoping Reviews (PRISMA-ScR): Checklist and Explanation guideline was used to report this work.
    Of 34 studies that met the inclusion criteria, 242 essential original constructs were collated, and 7 concepts were derived. Digital content showed the highest percentage of collated original constructs (27%, n = 65) followed by accessibility (24%, n = 56), comprehension engagement (18%, n = 43), autonomy (14%, n = 34), confidentiality (11%, n = 25), language (5%, n = 13), and parental consent (1%, n = 2). Twenty-five new items were synthesized for eConsent criteria which may provide guidance for ethical review of research involving eConsent.
    The current study adds significant value to the corpus of knowledge in research ethics by providing ethical criteria on electronic informed consent based on evidence-based data. The new synthesized items in the criteria can be readily used as an initial guide by the IRB/REC members during a review process on electronic informed consent and useful to the future preparation of a checklist.
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  • 文章类型: Journal Article
    知情同意过程确保研究参与者在同意之前正确地了解研究。由于电子知情同意(eIC)平台的重要性日益增加,特别是在COVID-19大流行期间,我们对eIC系统进行了范围审查,以解决以下特点:1)当前eIC平台的技术特征,2)eIC平台的可用性和功效,3)未来eIC研究的领域。我们使用公开可用的PubMed存储库进行了文献检索,我们纳入了在签署同意书之前讨论给患者的eIC平台或多媒体教育模块的研究。此外,我们追踪了第一作者,出版年份,样本量,研究地点,eIC程序,方法论,以及eIC与纸质同意的比较。我们的结果表明,除了一些值得注意的例外,电子同意提高了患者的可用性,满意,知识,与传统的纸质同意相比,信任得分。
    Informed consent process assures that research study participants are properly informed about the study prior to their consent. Due to the increasing significance of electronic informed consent (eIC) platforms, particularly during the COVID-19 pandemic, we conducted a scoping review of eIC systems to address the following characteristics: 1) technological features of current eIC platforms, 2) eIC platforms usability and efficacy, and 3) areas for future eIC research. We performed a literature search using publically available PubMed repository, where we included studies discussing an eIC platform or multimedia educational module given to patients prior to signing a consent form. In addition, we tracked first author, year of publication, sample size, study location, eIC procedure, methodology, and eIC\'s comparison to paper consent. Our results showed that with a few noted exceptions, electronic consent improves patient usability, satisfaction, knowledge, and trust scores when compared to traditional paper consent.
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  • 文章类型: Journal Article
    人类生物材料通常被储存以备将来用于研究,因为它们保存了有价值的生物信息,节省时间和资源,本来可以用来收集新鲜样本的.然而,使用这些材料可能会带来道德挑战,例如未经授权披露遗传信息,这可能会对个人或社区造成可怕的后果,包括歧视,污名,和心理伤害;具有生物安全影响;以及失去对样品或数据的控制或所有权。为了更好地理解这些问题,我们评估了用于收集和储存生物材料以供将来使用的结核病(TB)临床研究方案在多大程度上符合乌干达国家研究指南中的要求,该指南涉及人类作为参与者.
    这是对乌干达国家科学技术委员会(UNCST)从2011年至2015年批准的结核病临床研究项目的回顾性审查,以检查它们是否符合人类材料的伦理收集和使用要求。通过使用根据国家指南中的知情同意书和材料转让协议(MTA)要求开发的模板对项目协议进行审查来提取数据。
    在审查的55项研究方案中,大多数方案83.6%已用于收集储存的样本(痰,血液和有时尿液),28%的人有关于标本收集的部分,24%的人提到了生物材料的所有权。关于审查储存材料以备将来使用的研究中使用的同意书,只有9%的方案有单独的材料储存同意书,4.5%的同意书解释了风险,11.4%的人解释了研究的目的,而6.8%的人提到了收集材料的存放地点。
    所审查的许多研究都不符合国家指南中关于收集和储存生物材料的要求,这表明需要对此主题进行额外的培训。
    Human biological materials are usually stored for possible future use in research because they preserve valuable biological information, save time and resources, which would have been spent on collection of fresh samples. However, use of these materials may pose ethical challenges such as unauthorized disclosure of genetic information, which can result in dire consequences for individuals or communities including discrimination, stigma, and psychological harm; has biosecurity implications; and loss of control or ownership of samples or data. To understand these problems better, we evaluated the extent to which tuberculosis (TB) clinical research protocols that were used to collect and store biological materials for future use conform to the requirements stated in the Uganda national guidelines for research involving humans as participants.
    This was a retrospective review of TB clinical research projects approved by the Uganda National Council for Science and Technology (UNCST) from 2011 to 2015, to examine whether they fulfilled the requirements for ethical collection and use of human materials. Data were abstracted through review of the project protocols using a template developed based on the informed consent and the Materials Transfer Agreement (MTA) requirements in the national guidelines.
    Out of 55 research protocols reviewed, most of the protocols 83.6% had been used to collect the stored samples (sputum, blood and sometimes urine), 28% had a section on specimen collection and 24% mentioned ownership of the biological materials. With respect to review of the consent forms used in the studies that stored materials for future use, only 9% of the protocols had a separate consent form for storage of materials, 4.5% of the consent forms explained the risks, 11.4% explained the purpose of the study while 6.8% mentioned the place of storage for the collected materials.
    Many of the studies reviewed did not meet the requirements for collection and storage of biological materials contained in the national guidelines, which indicates a need to additional training on this topic.
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  • 文章类型: Journal Article
    Perioperative nurses are responsible for generating and using evidence to improve patient care. To protect human participants during research activities, government regulations enacted after widely publicized research misconduct specify that institutions receiving federal funds must have an institutional review board (IRB) comprising at least five members. Board members have many responsibilities, including completing a thorough review of each section of the application and attachments (eg, consent documents). To expedite the IRB approval processes, applicants should create and submit a well-written application. Applicants should understand that the application addresses the important ethical concepts of respect for persons, beneficence, and justice. Quality improvement activities (ie, local activities that seek to improve patient care or clinical outcomes) differ from research activities that focus on creating new knowledge. Depending on the purpose, design, and generalizability of a quality improvement project, the applicant may need to submit the project to the IRB for approval.
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  • 文章类型: Journal Article
    Research on informed consent (IC) has traditionally focused on the documentation of the discussion with patients of potential complications. We sought to examine the completeness of documentation for all elements of IC for laparoscopic cholecystectomy (LC): potential complications, alternatives to LC and details of the procedure. Differences in the documentation of IC for elective and emergent LC were examined.
    A retrospective chart review of patients undergoing LC at our institution between 2015 and 2017 was performed. Completeness of documentation was defined as documentation of all 3 elements of IC in the clinic note, the operating room note or the consent form itself. Data were analyzed descriptively. We compared documention for emergent and elective cases as well as documentation by residents and attending physicians using t tests.
    A total of 270 patients were included in the analysis. Only 5 (2%) had complete documentation of all elements of IC. Documentation of potential complications was noted in 232 cases (86%), of which 58 (25%) were elective and 174 (75%) were emergent. Details were noted in 28 (10%) cases, of which 21 (75%) were elective and 7 (25%) were emergent. Alternatives were documented the least frequently: they were documented in 23 cases (9%), of which 20 (87%) were elective and 3 (13%) were emergent. Residents performed better than attending physicians in documenting IC discussions in clinic notes and on consent forms, but not in operating room notes.
    Documentation of the elements of IC for LC was poor. Potential complications were the most frequently documented element of IC; alternatives and details were often omitted. Future studies comparing audiotaped IC conversations with the documentation of IC are warranted. The use of procedure-specific consent forms for LC may facilitate documentation.
    La recherche sur le consentement éclairé (CÉ) s’est longtemps intéressée surtout à la consignation du contenu des discussions avec les patients au sujet des complications potentielles. Nous avons voulu examiner l’exhaustivité de la consignation de tous les éléments du CÉ pour la cholécystectomie laparoscopique (CL) : complications potentielles, solutions de rechange à la CL et détails de l’intervention. Nous avons observé des différences dans la consignation des éléments du CÉ pour la CL urgente et non urgente.
    Nous avons procédé à un examen rétrospectif des dossiers de patients soumis à une CL dans notre établissement entre 2015 et 2017. La consignation au dossier était jugée complète lorsque les 3 éléments du CÉ étaient présents dans la note clinique, la note opératoire ou le formulaire de consentement lui-même. Nous avons effectué une analyse descriptive des données, et nous avons comparé la consignation des éléments pour les cas urgents et non urgents, effectuée par les résidents et les médecins traitants au moyen de tests t.
    Au total, 270 patients ont été inclus dans l’analyse. Tous les éléments du CÉ étaient adéquatement consignés pour seulement 5 (2 %) d’entre eux. Les complications potentielles ont été consignées dans 232 cas (86 %), dont 58 (25 %) étaient non urgents et 174 (75 %) étaient urgents. Les détails de l’intervention ont été notés dans 28 cas (10 %), dont 21 (75 %) étaient non urgents et 7 (25 %) étaient urgents. Ce sont les solutions de rechange qui ont été le moins souvent consignées : elles ont été notées dans 23 cas (9 %), dont 20 (87 %) étaient non urgents et 3 (13 %) étaient urgents. Les résidents ont mieux fait que les médecins traitants pour ce qui est de consigner les discussions sur le CÉ dans les notes cliniques et les formulaires de CÉ, mais non dans les notes opératoires.
    La consignation des éléments du CÉ pour la CL a été faible. Les complications potentielles ont été l’élément du CÉ le plus souvent consigné au dossier; les solutions de rechange et les détails de l’intervention ont souvent été omis. Il faudra procéder à d’autres études pour comparer le contenu des discussions sur le CÉ enregistrées sur bande audio et sa consignation. L’utilisation de formulaires de CÉ spécifiques aux interventions pourrait faciliter la consignation de leurs éléments.
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  • 文章类型: Journal Article
    协调的机构流程和审查员培训对于保持兽医临床研究管道的完整性和伦理严谨性至关重要,并且是未来工作的先决条件,这些工作可能会建立集中或单站点的伦理和监管审查,以简化多中心研究的启动。由CTSAOne健康联盟(COHA)试点奖资助,我们于2020年2月召集了一个由兽医临床医师和机构代表组成的多元化工作组,以制定一份指导文件,详细说明在美国进行的兽医临床研究的伦理审查和批准的广泛一致做法.工作组确定了需要达成共识的关键领域,制定了一套相关的指导方针,并分发这些文件,供COHA的15个成员机构审查。工作组确定了六个重点领域,其中包括议定书审查的重要项目,审查委员会的组成,批准后监测和不良事件报告,考虑特殊情况,如卫星站点和在研究中使用健康的兽医科目,和知情同意过程。本文件概述了一个广泛同意的框架,通过该框架可以处理与兽医临床研究方案审查和批准相关的重要项目。这些方法代表了兽医临床研究审查和批准的当前最佳实践,并可以作为兽医临床医生科学家和监管专家的指导,以确保能够促进动物和人类健康的强大和道德进行的研究。
    Harmonized institutional processes and reviewer training are vital to maintain integrity and ethical rigor of the veterinary clinical research pipeline and are a prerequisite to future work that might establish centralized or single-site ethical and regulatory review to ease initiation of multi-center studies. Funded by a CTSA One Health Alliance (COHA) pilot award, a diverse working group of veterinary clinicians and institutional representatives was convened in February 2020 to develop a guidance document detailing broadly agreed upon practices for ethical review and approval of veterinary clinical studies conducted in the United States.The working group defined key areas of need for consensus, developed a set of associated guidelines, and circulated these for review by COHA\'s fifteen member institutions. Six focus areas were identified by the working group and included vital items of protocol review, composition of the review committee, post-approval monitoring and adverse event reporting, consideration of special circumstances such as satellite sites and the use of healthy veterinary subjects in research, and the informed consent process.This document outlines a broadly agreed-upon framework through which to approach vital items associated with veterinary clinical study protocol review and approval. These approaches represent current best practice in the review and approval of veterinary clinical studies, and can serve as a guidance for veterinary clinician-scientists and regulatory experts, to ensure robust and ethically conducted studies that can contribute to the advancement of both animal and human health.
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  • 文章类型: Journal Article
    Background: The Common Rule, which governs federally funded clinical research involving human subjects, formally defines the requirements for institutional review board (IRB) membership, functions and operations, and review of research, as well as the requirements for obtaining informed consent from research participants. The revisions to the Common Rule effective in January 2019 changed some content requirements for informed consent forms. Methods: This article summarizes the history of informed consent requirements, the changes made to the requirements by the revision to the Common Rule, and the ways in which IRBs and research staff work together to develop informed consent forms that comply with the regulations and provide all the information potential research subjects need to decide whether to participate in a study. Results: Clinical research coordinators, under their investigators\' supervision, are responsible for ensuring that research consent forms comply with the requirements of the federal regulations and the institution. Many IRBs have provided education regarding these new requirements, as well as consent templates that contain all the required elements. To ensure that the Common Rule\'s requirements are met, the IRB reviews each study submission, including the consent form. The IRB panel makes revisions to the consent forms as needed and returns the approved consent form to the investigator and clinical research coordinator. Conclusion: Research coordinators play an essential role in developing consent forms and providing the required review information to the IRB. In turn, through optimizing and standardizing consent forms and ensuring that all requirements of the Common Rule are followed, IRBs ensure that the rights of participants are protected and upheld.
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  • 文章类型: Journal Article
    确定简化表格和审查/重新测试干预对生物分析同意理解的个体和综合影响。
    我们进行了一项全国在线调查,其中参与者被随机分为四个教育阶层,以审查简化或传统的同意书。然后参与者完成了理解测验;对于每个项目回答错误,他们审查了相应的同意书部分,并回答了关于该主题的另一个测验项目。
    与我们的第一个假设一致,理解那些谁收到了简化的形式并不逊色于那些谁收到了传统的形式。与预期相反,在受教育程度最低的人群中,与传统形式相比,接受简化形式并没有带来更好的理解。审查/重新测试程序显着提高了同意书和教育水平的每种组合的测验得分。虽然改进了,在受教育程度最低的群体中,理解仍然是一个挑战。较高的测验分数与参与意愿显着相关。
    确保理解同意仍然是一个挑战,但是简化形式具有独立于它们对理解的影响的优点。回顾/重新测试干预可能会产生重大影响,但是评估理解提出了复杂的问题,即为理解设定阈值和不满足阈值的后果。GenetMed提前在线出版2016年10月13日。
    To determine the individual and combined effects of a simplified form and a review/retest intervention on biobanking consent comprehension.
    We conducted a national online survey in which participants were randomized within four educational strata to review a simplified or traditional consent form. Participants then completed a comprehension quiz; for each item answered incorrectly, they reviewed the corresponding consent form section and answered another quiz item on that topic.
    Consistent with our first hypothesis, comprehension among those who received the simplified form was not inferior to that among those who received the traditional form. Contrary to expectations, receipt of the simplified form did not result in significantly better comprehension compared with the traditional form among those in the lowest educational group. The review/retest procedure significantly improved quiz scores in every combination of consent form and education level. Although improved, comprehension remained a challenge in the lowest-education group. Higher quiz scores were significantly associated with willingness to participate.
    Ensuring consent comprehension remains a challenge, but simplified forms have virtues independent of their impact on understanding. A review/retest intervention may have a significant effect, but assessing comprehension raises complex questions about setting thresholds for understanding and consequences of not meeting them.Genet Med advance online publication 13 October 2016.
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