root cause analysis

根本原因分析
  • 文章类型: Journal Article
    几十年来,从过程测量中提取因果知识已经成为一个吸引人的话题,特别是用于基于复杂系统中多个传感器记录的信号的故障根本原因分析(RCA)。尽管许多因果关系检测方法已经发展并应用于不同的领域,一些研究团体可能对他们喜欢的方法有特殊的实施,对更广泛的社区的可及性有限。针对感兴趣的实验研究人员和工程师,本文提供了在两个不同领域的根本原因诊断中基于数据的因果关系检测方法的综合比较。我们提供了这些方法的可能分类法,然后描述了这些概念的主要动机。在我们调查的两起案件中,一个是工业过程中全工厂振荡的根本原因诊断,而另一个是在人脑网络中定位致癫痫焦点,其中连接模式是短暂的,甚至更复杂。考虑到各种因果关系检测方法的差异,我们设计了几组实验,因此对于每种情况,共有11种方法可以在统一合理的评价框架下进行适当比较。在每种情况下,这些方法分别以标准方式实施,以推断多个变量之间的因果交互作用,从而建立RCA因果网络.从跨域调查来看,提出了一些发现以及对它们的见解,包括一个值得谨慎的解释性陷阱。
    Abstracting causal knowledge from process measurements has become an appealing topic for decades, especially for fault root cause analysis (RCA) based on signals recorded by multiple sensors in a complex system. Although many causality detection methods have been developed and applied in different fields, some research communities may have an idiosyncratic implementation of their preferred methods, with limited accessibility to the wider community. Targeting interested experimental researchers and engineers, this paper provides a comprehensive comparison of data-based causality detection methods in root cause diagnosis across two distinct domains. We provide a possible taxonomy of those methods followed by descriptions of the main motivations of those concepts. Of the two cases we investigated, one is a root cause diagnosis of plant-wide oscillations in an industrial process, while the other is the localization of the epileptogenic focus in a human brain network where the connectivity pattern is transient and even more complex. Considering the differences in various causality detection methods, we designed several sets of experiments so that for each case, a total of 11 methods could be appropriately compared under a unified and reasonable evaluation framework. In each case, these methods were implemented separately and in a standard way to infer causal interactions among multiple variables to thus establish the causal network for RCA. From the cross-domain investigation, several findings are presented along with insights into them, including an interpretative pitfall that warrants caution.
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  • 文章类型: Journal Article
    目的:描述一种质量改进(QI)方法,以减少3岁以下儿童在术后早期的小儿意外拔管(AD)。
    方法:对2013年8月1日至2023年5月1日在杜克大学卫生系统接受气管切开术的3岁以下儿童(n=104)进行了回顾性图表回顾。根本原因分析用于评估小儿气管造口术后与AD相关的因素。根据研究小组确定的因素,回顾性数据收集之前(8/1/13-1/31/22)和之后(2/1/22-5/1/23)实施了一个单一的实践变化:使用斜纹颈带,而不是泡沫领结,固定新放置的气管切开管。术中应用斜纹领带作为视觉提示,以表明跨学科护理团队最近进行了气管造口术。干预前和干预后的主要结局是每10例气管造口术中AD的30天发生率。
    结果:干预前,在93例小儿气管切开术中,9例患者共发生11例AD(每10例发生1.18例AD).之后,11例小儿气管切开术中发生了0例AD(每10例发生0例AD)。
    结论:这些数据表明斜纹联合干预可以预防AD和相关的发病率。有了斜纹领带倡议,我们描述了11种AD及其相关危险因素,并提出了可能有助于预防AD并提高术后早期患者安全性的QI干预措施.
    OBJECTIVE: To describe a quality improvement (QI) method to decrease pediatric accidental decannulation (AD) in the early postoperative period for children under age 3.
    METHODS: A retrospective chart review was conducted on children under age 3 who underwent tracheostomy at Duke University Health System from August 1, 2013 to May 1, 2023 (n = 104). A root cause analysis was used to assess factors associated with AD following pediatric tracheostomy. Based on the factors identified by the research team, retrospective data was collected before (8/1/13 - 1/31/22) and after (2/1/22 - 5/1/23) a single practice change was implemented: using twill neck ties, rather than foam neck ties, to secure newly-placed tracheostomy tubes. Twill ties were applied intraoperatively as a visual cue to signal a recent tracheostomy for the interdisciplinary care team. The primary outcome in the pre-intervention and post-intervention period was measured as 30-day incidence of AD per 10 tracheostomy cases.
    RESULTS: Prior to the intervention, a total of 11 ADs occurred in 9 patients across 93 pediatric tracheostomies (1.18 AD per 10 cases). Afterward, 0 ADs occurred across 11 pediatric tracheostomies (0 AD per 10 cases).
    CONCLUSIONS: This data suggests that the twill tie intervention may prevent AD and the associated morbidity. With the twill tie initiative, we describe 11 ADs and associated risk factors and present a QI intervention that may help prevent AD and improve patient safety in the early postoperative period.
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  • 文章类型: Journal Article
    目的:识别和分析处方过程中导致安全事故发生的因素,在儿科肿瘤患者中准备和分配抗肿瘤药物。
    方法:一项质量改进研究,重点是确定和分析2019-2020年之间的事件的儿科药学服务过程。一个多学科小组进行了根本原因分析(RCA),确定主要影响因素。
    结果:在2019年,记录了7起事件,其中57%与处方相关。2020年,通过主动搜索,确定了34起事件,65%与处方有关,29%的制剂和6%的配药。主要影响因素是中断,缺乏电子警报,工作过载,培训和人员短缺。
    结论:结果表明,对确定的事件进行充分的记录和应用RCA可以改善儿科肿瘤护理的质量,映射影响因素,并使管理人员能够制定有效的行动计划,以减轻与流程相关的风险。
    OBJECTIVE: to identify and analyze the factors that contribute to safety incident occurrence in the processes of prescribing, preparing and dispensing antineoplastic medications in pediatric oncology patients.
    METHODS: a quality improvement study focused on oncopediatric pharmaceutical care processes that identified and analyzed incidents between 2019-2020. A multidisciplinary group performed root cause analysis (RCA), identifying main contributing factors.
    RESULTS: in 2019, seven incidents were recorded, 57% of which were prescription-related. In 2020, through active search, 34 incidents were identified, 65% relating to prescription, 29% to preparation and 6% to dispensing. The main contributing factors were interruptions, lack of electronic alert, work overload, training and staff shortages.
    CONCLUSIONS: the results showed that adequate recording and application of RCA to identified incidents can provide improvements in the quality of pediatric oncology care, mapping contributing factors and enabling managers to develop an effective action plan to mitigate risks associated with the process.
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  • 文章类型: Case Reports
    背景:膀胱内气体爆炸是经尿道前列腺电切术(TURP)的罕见并发症。1926年在英国文学中首次报道,到2022年只有41例。膀胱内气体爆炸造成的伤害,在出现腹膜外或腹膜内膀胱破裂的最严重病例中,需要紧急修复手术。
    方法:我们介绍了一例75岁男性在TURP期间发生膀胱内气体爆炸的病例。患者接受了紧急剖腹探查术进行膀胱修复,并转移到重症监护病房进行进一步观察和治疗。在医疗队的照顾下长达60天,患者恢复顺利,无临床后遗症。
    结论:本病例报告提供了TURP期间膀胱内气体爆炸的罕见并发症,利用根本原因分析(RCA)来理解因果关系以及团队策略和工具,以提高绩效和患者安全性(TeamSTEPPS)方法提供了四种可在手术过程中使用的团队合作技能和五项建议,以避免在TURP期间发生气体爆炸,以防止医疗错误的再次发生。在现代医疗系统中,促进患者安全至关重要。一旦出现并发症,RCA和TeamSTEPPS是支持医疗团队反映和改进团队的有用手段。
    BACKGROUND: An intravesical gas explosion is a rare complication of transurethral resection of the prostate (TURP). It was first reported in English literature in 1926, and up to 2022 were only forty-one cases. Injury from an intravesical gas explosion, in the most severe cases appearing as extraperitoneal or intraperitoneal bladder rupture needed emergent repair surgery.
    METHODS: We present a case of a 75-year-old man who suffered an intravesical gas explosion during TURP. The patient underwent an emergent exploratory laparotomy for bladder repair and was transferred to the intensive care unit for further observation and treatment. Under the medical team\'s care for up to sixty days, the patient recovered smoothly without clinical sequelae.
    CONCLUSIONS: This case report presents an example of a rare complication of intravesical gas explosion during TURP, utilizing root cause analysis (RCA) to comprehend causal relationships and team strategies and tools to improve performance and patient safety (TeamSTEPPS) method delivers four teamwork skills that can be utilized during surgery and five recommendations to avoid gas explosions during TURP to prevent the recurrence of medical errors. In modern healthcare systems, promoting patient safety is crucial. Once complications appear, RCA and TeamSTEPPS are helpful means to support the healthcare team reflect and improve as a team.
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  • 文章类型: Journal Article
    目的:关于足月臀位最安全的分娩方式的争论仍未解决。阴道臀位分娩(VBB)与选择性剖腹产(CS)在胎儿结局方面的比较有利于CS。然而,本研究探讨了尝试VBB是否与不良胎儿结局相关的问题.此外,该研究评估了导致VBB成功的因素,并说明了VBB管理中可能存在的错误。
    方法:我们对围产期中心I级足月臀位出生的胎儿,母性,通过比较成功与不成功的VBB尝试以及所有尝试的VBB与产科结果CS包括成功VBB的预测因子的多变量分析。进行了严重不良事件(SAE)的根本原因分析,以评估导致VBB胎儿结局较差的因素。
    结果:在863例臀位病例中,在78%中进行了CS,在22%中尝试了VBB,57%的人成功了。比较成功与不成功的VBB尝试,成功的VBB显示显着降低母体失血量(p<0.001),但脐动脉pH值(UApH)较差(p<0.001),而其他胎儿结局参数无显著差异。成功尝试VBB的预测因素是体重指数(BMI)低于30.0kg/m2(p=0.010)和多奇偶校验(p=0.003)。将所有尝试的VBB与CS进行比较,母亲失血率明显高于CS(p<0.001),虽然VBB尝试的胎儿结局明显更差,包括较差的Apgar评分(p<0.001),UApH值较差(p<0.001),新生儿重症监护病房(NICU)的转移率较高(p<0.001),并且在最初24小时内呼吸支持的发生率较高(p=0.003)。
    结论:VBB失败的尝试表明UApH明显恶化,没有降低Apgar评分或更高的NICU转移率。肥胖患者成功VBB的可能性降低9%,多胎妇女的可能性提高2.5倍。尝试VBB应该包括详细的劳动前咨询,关于预测成功因素,一个经验丰富的团队,和出生时的一致管理。
    OBJECTIVE: The debate about the safest birth mode for breech presentation at term remains unresolved. The comparison of a vaginal breech birth (VBB) with an elective caesarean section (CS) regarding fetal outcomes favors the CS. However, the question of whether attempting a VBB is associated with poorer fetal outcomes is examined in this study. Additionally, the study evaluates factors contributing to a successful VBB and illustrates possible errors in VBB management.
    METHODS: We performed a retrospective analysis of term breech births over 15 years in a Perinatal Center Level I regarding fetal, maternal, and obstetric outcomes by comparing successful with unsuccessful VBB attempt and all attempted VBB vs. CS including a multivariate analysis of predictors for a successful VBB. A root cause analysis of severe adverse events (SAE) was conducted to evaluate factors leading to poorer fetal outcomes in VBB.
    RESULTS: Of 863 breech cases, in 78 % a CS was performed and in 22 % a VBB was attempted, with 57 % succeeding. Comparing successful with unsuccessful VBB attempts, successful VBB showed significantly lower maternal blood loss (p < 0.001) but poorer umbilical arterial pH (UApH) (p < 0.001), while other fetal outcome parameters showed no significant differences. Predictive factors for a successful VBB attempt were a body mass index (BMI) below 30.0 kg/m2 (p = 0.010) and multiparity (p = 0.003). Comparing all attempted VBB to CS, maternal blood loss was significantly higher in CS (p < 0.001), while fetal outcomes were significantly worse in VBB attempts, included poorer Apgar scores (p < 0.001), poorer UApH values (p < 0.001), higher transfer rate to the Neonatal Intensive Care Unit (NICU) (p < 0.001) and higher rate of respiratory support in the first 24 h (p = 0.003).
    CONCLUSIONS: The failed attempt of VBB indicates significantly worse UApH without lower Apgar scores or higher transfer rate to the NICU. The likelihood of a successful VBB is 9% lower with obesity and 2.5 times higher in multiparous women. Attempting a VBB should include detailed pre-labor counseling, regarding predictive success factors, an experienced team, and consistent management during birth.
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  • 文章类型: Journal Article
    根本原因分析(RCA)是一个系统过程,可用于以反应性方式分析跌倒发生率,以确定影响因素并提出防止未来跌倒的措施。为了更好地了解跌倒的原因和减少跌倒的有效干预措施,我们对医疗机构中住院患者的RCA和减少跌倒的策略进行了叙述性回顾。
    在这篇叙述性评论中,包括Scopus在内的数据库,ISIWebofScience,科克伦,和PubMed进行检索,以获取相关文献。从2005年1月至2023年3月底检索数据库。JoannaBriggs研究所(JBI)工具用于文章的质量评估。为了分析数据,采用五阶段框架分析方法。
    本研究确定了七篇符合纳入标准的文章。所有选定的研究本质上都是介入性的,并采用了RCA方法来确定住院患者跌倒的根本原因。发现跌倒的根本原因涉及患者相关因素(37.5%),环境因素(25%),组织和过程因素(19.6%),员工和沟通因素(17.9%)。减少跌倒的策略涉及环境措施和实物保护(29.4%),识别,并显示风险原因(23.5%),教育和文化(21.6%),标准跌倒风险评估工具(13.7%),以及监督和监测(11.8%)。
    研究结果确定了住院单位跌倒的根本原因,并为成功执行行动计划提供指导。此外,它强调了考虑医疗机构的独特特征并相应调整干预措施在不同环境中的有效性的重要性.
    UNASSIGNED: Root Cause Analysis (RCA) is a systematic process which can be applied to analyze fall incidences in reactive manner to identify contributing factors and propose actions for preventing future falls. To better understand cause of falls and effective interventions for their reduction we conducted a narrative review of RCA and Strategies for Reducing Falls among Inpatients in Healthcare Facilities.
    UNASSIGNED: In this narrative review, databases including Scopus, ISI Web of Science, Cochrane, and PubMed were searched to obtain the related literature published. Databases were searched from January 2005 until the end of March 2023. The Joanna Briggs Institute (JBI) tool was used for quality assessment of articles. To analyze the data, a five-stage framework analysis method was utilized.
    UNASSIGNED: Seven articles that fulfilled the inclusion criteria were identified for this study. All of the selected studies were interventional in nature and employed the RCA method to ascertain the underlying causes of inpatient falls. The root causes discovered for falls involved patient-related factors (37.5%), environmental factors (25%), organizational and process factors (19.6%), staff and communication factors (17.9%). Strategies to reduce falls involved environmental measures and physical protection (29.4%), identifying, and displaying the causes of risk (23.5%), education and culturalization (21.6%), standard fall risk assessment tool (13.7%), and supervision and monitoring (11.8%).
    UNASSIGNED: the findings identify the root causes of falls in inpatient units and provide guidance for successful action plan execution. Additionally, it emphasizes the importance of considering the unique characteristics of healthcare organizations and adapting interventions accordingly for effectiveness in different settings.
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  • 文章类型: Journal Article
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  • 文章类型: Journal Article
    背景:缺乏将公平性纳入事件分析的框架。这项质量改进计划涉及开发股权工具,这些工具是在两个小时的互动中引入的,在美国最大的市政医疗保健系统的11个急性护理机构进行基于案例的培训。还进行了前后调查(包括对临床插图的分析),以评估患者安全事件分析中的知识和舒适度嵌入公平性。并测量训练期间的不适或痛苦。使用单独的评估来评估工具。
    视觉辅助工具,患者权益之轮,是为了通过编制一份全面的股权类别清单来促进更全面和更强有力的健康股权讨论而创建的,包括内部,外部,和公平的组织维度。车轮设计用于事件分析的每个阶段。在根本原因分析中嵌入公平性工作表旨在帮助评估调查过程中对公平护理的考虑,并包括要求员工进一步评估偏见或公平护理因素的问题。
    培训后,参与者的知识和舒适度增加。最常见的不可识别的偏见类别是培训/能力,结构工作流,文化/规范大多数参与者回答说,他们在训练期间没有不适或痛苦。培训后的反馈指出,在事件分析的各个阶段,整个系统都在使用这些工具,据报告,这些工具可以改善卫生公平对话。
    BACKGROUND: There is a lack of framework to incorporate equity into event analysis. This quality improvement initiative involved the development of equity tools that were introduced in a two-hour interactive, case-based training across 11 acute care facilities at the largest municipal health care system in the United States. A pre and post survey (which included analysis of a clinical vignette) was also conducted to assess for knowledge and comfort embedding equity in patient safety event analysis, and to measure discomfort or distress during the training. A separate assessment was used to evaluate the tools.
    UNASSIGNED: A visual aid, the Patient Equity Wheel, was created to facilitate more comprehensive and robust health equity discussions by compiling a comprehensive list of equity categories, including internal, external, and organizational dimensions of equity. The Wheel was designed for use during each phase of event analysis. An Embedding Equity in Root Cause Analysis Worksheet was developed to aid in assessing considerations of equitable care in the investigation process and includes questions to ask staff to further assess bias or equitable care factors.
    UNASSIGNED: Participant knowledge and level of comfort increased after training. The most commonly unrecognized categories of bias were Training/Competencies, Structural Workflow, and Culture/Norms. Most participants responded that they had no discomfort or distress during the training. Post-training feedback noted that the tools were being used across the system in various stages of event analysis and have been reported to improve health equity conversations.
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  • 文章类型: Journal Article
    背景:评估患者的满意度是评估医疗机构提供的门诊服务的一种简单且具有成本效益的方法。
    目的:本研究的目的是确定在三级护理医院就诊于各种门诊部(OPDs)的患者的患者满意度以及影响其满意度的因素。
    方法:在法里达巴德的一家三级医院对各种OPDs患者进行了一项横断面研究。对334名18岁以上的患者进行了退出面对面的访谈,这些患者接受了OPD服务,然后接受了药房服务。有关社会人口学的信息,以5分利克特量表对OPD服务各种属性的满意度评级,并收集了不满意的原因。使用SPSS版本22对数据进行分析。使用鱼骨图对得分最低的属性进行根本原因分析。
    结果:约64%的患者对OPD服务感到满意。“医生的态度和沟通”是患者满意度的主要贡献者。“药品分发柜台的及时性”是得分最低的属性,其次是“注册柜台的等待时间”。“注册的平均等待时间为38.2分钟,咨询医生41.3分钟,收集样本49.6分钟,和药物分配61分钟。
    结论:需要及时确认和解决与药学服务有关的问题。
    BACKGROUND: Assessing patients\' satisfaction is an easy and cost-effective method of evaluating the outpatient services provided by health-care institutions.
    OBJECTIVE: The objectives of this study were to determine patient satisfaction among patients attending various outpatient departments (OPDs) at a tertiary care hospital and the factors affecting their satisfaction.
    METHODS: A cross-sectional study was conducted among patients attending various OPDs at a tertiary care hospital in Faridabad. Exit face-to-face interviews were conducted for 334 patients above 18 years of age who availed OPD services followed by pharmacy services. Information regarding sociodemography, rating of satisfaction with various attributes of OPD services on a 5-point Likert scale, and reasons for dissatisfaction was collected. Data were analyzed using SPSS version 22. Root cause analysis for the lowest-scoring attribute was done using fishbone diagram.
    RESULTS: About 64% of the patients were satisfied with the OPD services. \"Attitude and communication of doctors\" was the prime contributor to patient satisfaction. \"Promptness at medicine distribution counter\" was the attribute that scored lowest followed by \"waiting time at the registration counter.\" The mean waiting time for registration was 38.2 min, for consultation with doctor 41.3 min, for collection of samples 49.6 min, and for drug dispensing 61 min.
    CONCLUSIONS: The issues related to pharmacy services need to be promptly acknowledged and addressed.
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  • 文章类型: Journal Article
    可见粒子是生物制药行业的重要课题,它可能发生在生物制品生命周期的所有阶段。当可见粒子出现时,通常需要进行化学鉴定和根本原因分析,以保护生物治疗产品的安全性和有效性。在这篇文章中,我们提出了一些典型的粒子和相关的根本原因分析的类别外在,生物制药行业中常见的内在和固有粒子。特别是,提供了原位和分离后获得的颗粒的光学图像,以及光谱和元素信息。用多种显微和显微光谱技术进行颗粒鉴定,包括立体光学显微镜,傅里叶变换红外显微术,共聚焦拉曼显微镜,扫描电子显微镜和能量色散X射线光谱。商业和内部光谱数据库均用于比较和鉴定。除了粒子识别,我们的重大努力是放在根本原因分析的处理粒子的目的是提供一个相对完整的图像的粒子相关的问题和实际参考粒子缓解我们的同行在生物制药行业。
    Visible particle is an important issue in the biopharmaceutical industry, and it may occur across all the stages in the life cycle of biologics. Upon the occurrence of visible particles, it is often necessary to conduct chemical identification and root cause analysis to safeguard the safety and efficacy of the biotherapeutic products. In this article, we present a number of typical particles and relevant root cause analysis in the categories of extrinsic, intrinsic and inherent particles that are commonly encountered in the biopharma industry. In particular, the optical images of particles obtained both in situ and after isolation are provided, along with the spectral and elemental information. The particle identification was carried out with multiple microscopic and microspectroscopic techniques, including stereo optical microscopy, Fourier transform infrared microscopy, confocal Raman microscopy, scanning electron microscopy and energy dispersive X-ray spectroscopy. Both commercial and in-house spectral databases were used for comparison and identification. In addition to particle identification, our significant efforts are placed on the root cause analysis of the addressed particles with the intention to provide a relatively whole picture of the particle related issues and practical references to particle mitigation for our peers in the biopharmaceutical industry.
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