Model prediction

模型预测
  • 文章类型: Journal Article
    活性炭的制备是城市污泥(MS)资源利用的重要途径,而干燥是由MS制造活性炭的预处理方法。在这项研究中,机器学习技术用于开发MS的热辅助生物干燥过程的水分比(MR)和堆肥温度(CT)预测模型。首先,使用六个机器学习(ML)模型构建MR和CT预测模型,分别。然后使用贝叶斯优化算法对ML模型的超参数进行优化,并对优化后模型的预测性能进行了比较。最后,还使用SHapley加法扩张(SHAP)分析和部分依赖图(PDP)分析评估了每个输入特征对模型的影响。结果表明,高斯过程回归(GPR)是预测MR和CT的最佳模型,R2分别为0.9967和0.9958,均方根误差(RMSE)为0.0059和0.354℃。此外,开发了图形用户界面软件,以方便研究人员和工程师使用GPR模型预测MR和CT。这项研究有助于快速预测,改进,MS热辅助生物干燥过程中MR和CT的优化,为干燥过程的动态调节提供了有价值的指导。
    Preparation of activated carbons is an important way to utilize municipal sludge (MS) resources, while drying is a pretreatment method for making activated carbons from MS. In this study, machine learning techniques were used to develop moisture ratio (MR) and composting temperature (CT) prediction models for the thermally assisted biodrying process of MS. First, six machine learning (ML) models were used to construct the MR and CT prediction models, respectively. Then the hyperparameters of the ML models were optimized using the Bayesian optimization algorithm, and the prediction performances of these models after optimization were compared. Finally, the effect of each input feature on the model was also evaluated using SHapley Additive exPlanations (SHAP) analysis and Partial Dependence Plots (PDPs) analysis. The results showed that Gaussian process regression (GPR) was the best model for predicting MR and CT, with R2 of 0.9967 and 0.9958, respectively, and root mean square errors (RMSE) of 0.0059 and 0.354 ℃. In addition, graphical user interface software was developed to facilitate the use of the GPR model for predicting MR and CT by researchers and engineers. This study contributes to the rapid prediction, improvement, and optimization of MR and CT during thermally assisted biodrying of MS, and also provides valuable guidance for the dynamic regulation of the drying process.
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  • 文章类型: Journal Article
    目的:机器学习方法在预测各种健康结果方面在健康科学中获得了广泛关注,但在药物流行病学中很少使用。识别次优药物使用预测因素的能力对于进行旨在改善药物治疗结果的干预措施至关重要。与传统方法相比,机器学习方法是否可以增强对老年人潜在不适当药物使用的识别仍然不确定。这项研究的目的是1)比较机器学习模型在预测潜在不适当药物使用方面的表现,以及2)量化和比较预测因素在社区居住的老年人(>65岁)中的相对重要性魁北克省,加拿大。
    方法:我们使用了魁北克综合慢性病监测系统,并选择了1,105,295名老年人,其中533,719人可能是不适当的药物使用者。根据Beers列表定义了可能不适当的药物。我们比较了五种流行的机器学习模型(梯度提升机器、逻辑回归,天真贝叶斯,神经网络,和随机森林)基于ROC曲线和其他性能标准,使用一组社会人口统计学和医学预测因子。
    结果:没有模型明显优于其他模型。除神经网络外,所有模型在最高预测因子(性和焦虑抑郁障碍和精神分裂症)和最低预测因子(农村以及社会和物质剥夺指数)方面均一致。
    结论:包括其他类型的预测因子(例如,非结构化数据)可能对提高潜在不适当药物使用预测性能更有用。
    OBJECTIVE: Machine learning methods have gained much attention in health sciences for predicting various health outcomes but are scarcely used in pharmacoepidemiology. The ability to identify predictors of suboptimal medication use is essential for conducting interventions aimed at improving medication outcomes. It remains uncertain whether machine learning methods could enhance the identification of potentially inappropriate medication use among older adults compared with traditional methods. This study aimed to (1) to compare the performances of machine learning models in predicting use of potentially inappropriate medications and (2) to quantify and compare the relative importance of predictors in a population of community-dwelling older adults (>65 years) in the province of Québec, Canada.
    METHODS: We used the Québec Integrated Chronic Disease Surveillance System and selected a cohort of 1 105 295 older adults of whom 533 719 were potentially inappropriate medication users. Potentially inappropriate medications were defined according to the Beers list. We compared performances between 5 popular machine learning models (gradient boosting machines, logistic regression, naive Bayes, neural networks, and random forests) based on receiver operating characteristic curves and other performance criteria, using a set of sociodemographic and medical predictors.
    RESULTS: No model clearly outperformed the others. All models except neural networks were in agreement regarding the top predictors (sex and anxiety-depressive disorders and schizophrenia) and the bottom predictors (rurality and social and material deprivation indices).
    CONCLUSIONS: Including other types of predictors (eg, unstructured data) may be more useful for increasing performance in prediction of potentially inappropriate medication use.
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  • 文章类型: Journal Article
    本研究旨在开发一种基于机器学习(ML)的工具,用于早期准确预测重症监护病房(ICU)自发性脑出血(sICH)患者的院内死亡风险。我们在研究中进行了回顾性研究,并从MIMICIV(n=1486)和浙江医院数据库(n=110)中确定了sICH病例。该模型是使用通过LASSO回归选择的特征构建的。在五个著名的模型中,最佳模型的选择基于验证队列中的曲线下面积(AUC).我们进一步分析了校准和决策曲线,以评估预测结果,并通过SHapleyAdditiveexplanations可视化每个变量对模型的影响。为了方便可访问性,我们还为模型创建了一个可视化的在线计算页面。XGBoost在内部验证(AUC=0.907)和外部验证(AUC=0.787)集合中均表现出高精度。校准曲线和决策曲线分析表明,该模型没有明显的偏差,并且可用于支持临床决策。XGBoost是预测sICH患者院内死亡率的有效算法,表明其在发展预警系统方面的潜在意义。
    This study aimed to develop a machine learning (ML)-based tool for early and accurate prediction of in-hospital mortality risk in patients with spontaneous intracerebral hemorrhage (sICH) in the intensive care unit (ICU). We did a retrospective study in our study and identified cases of sICH from the MIMIC IV (n = 1486) and Zhejiang Hospital databases (n = 110). The model was constructed using features selected through LASSO regression. Among five well-known models, the selection of the best model was based on the area under the curve (AUC) in the validation cohort. We further analyzed calibration and decision curves to assess prediction results and visualized the impact of each variable on the model through SHapley Additive exPlanations. To facilitate accessibility, we also created a visual online calculation page for the model. The XGBoost exhibited high accuracy in both internal validation (AUC = 0.907) and external validation (AUC = 0.787) sets. Calibration curve and decision curve analyses showed that the model had no significant bias as well as being useful for supporting clinical decisions. XGBoost is an effective algorithm for predicting in-hospital mortality in patients with sICH, indicating its potential significance in the development of early warning systems.
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  • 文章类型: Journal Article
    作为影响喷水灭火系统灭火精度的主要外部因素之一,有必要对随机风进行分析和研究。然而,在实际应用中,关于随机风对洒水车灭火点的影响研究甚少。为了解决这个问题,本文构建了一种新的随机风采集系统,并提出了一种在随机风影响下预测随机森林(RF)中射流轨迹落点的方法,并与常用的支持向量机(SVM)预测模型进行了比较。本文的方法将50m预测结果的x方向误差从2.11m减小到1.53m,y方向的误差从0.64m到0.6m,总平均绝对误差(MAE)从31.3到23.5。同时,预测随机风影响下不同距离射流轨迹的落点,验证了该方法在实际应用中的可行性。实验结果表明,本文提出的系统和方法可以有效地改善随机风对射流轨迹下降点的影响。总之,本文提出的图像采集系统和误差预测方法在灭火中有许多潜在的应用。
    As one of the main external factors affecting the fire extinguishing accuracy of sprinkler systems, it is necessary to analyze and study random wind. However, in practical applications, there is little research on the impact of random wind on sprinkler fire extinguishing points. To address this issue, a new random wind acquisition system was constructed in this paper, and a method for predicting jet trajectory falling points in Random Forest (RF) under the influence of random wind was proposed, and compared with the commonly used prediction model Support Vector Machine (SVM). The method in this article reduces the error in the x direction of the 50 m prediction result from 2.11 m to 1.53 m, the error in the y direction from 0.64 m to 0.6 m, and the total mean absolute error (MAE) from 31.3 to 23.5. Simultaneously, predict the falling points of jet trajectory at different distances under the influence of random wind, to demonstrate the feasibility of the proposed method in practical applications. The experimental results show that the system and method proposed in this article can effectively improve the influence of random wind on the falling points of a jet trajectory. In summary, the image acquisition system and error prediction method proposed in this article have many potential applications in fire extinguishing.
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  • 文章类型: Journal Article
    灵活性的增强,能源效率,和环境友好是城市基础设施发展中公认的趋势。各种类型的运输车辆的激增加剧了交通管制的复杂性。智能交通系统,利用实时交通状态预测技术,比如速度估计,成为有效管理和控制城市道路网络的可行解决方案。该项目的目的是解决使用深度学习技术提高大规模预测交通状况准确性的复杂任务。为了完成研究的目的,使用了一定时间范围内巴黎和伊斯坦布尔的历史交通数据,考虑到速度等变量的影响,交通量,和方向。具体来说,交通电影片段基于2年的现实世界数据为两个城市被利用。这些电影是使用从大量车队收集的超过1000亿个GPS(全球定位系统)探测点获得的HERE数据生成的。我们提出的模型,与以前的大多数不同,考虑到速度的累积影响,流量,和方向。与众所周知的模型相比,开发的模型显示出更好的结果,特别是,与SR-ResNet模型相比。巴黎和伊斯坦布尔的像素级MAE(平均绝对误差)值分别为4.299和3.884,与SR-ResNET的4.551和3.993相比。因此,所创建的模型展示了进一步提高智能交通系统的准确性和有效性的可能性,特别是在大型城市中心,从而促进提高安全性,能源效率,为道路使用者提供便利。获得的结果将对负责基础设施发展规划的当地决策者有用,以及该领域的专家和研究人员。未来的研究应该调查如何纳入更多的信息来源,特别是来自物理交通流模型的先前信息,有关天气状况的信息,等。进入深度学习框架,以及进一步增加生产能力和减少处理时间。
    The enhancement of flexibility, energy efficiency, and environmental friendliness constitutes a widely acknowledged trend in the development of urban infrastructure. The proliferation of various types of transportation vehicles exacerbates the complexity of traffic regulation. Intelligent transportation systems, leveraging real-time traffic status prediction technologies, such as velocity estimation, emerge as viable solutions for the efficacious management and control of urban road networks. The objective of this project is to address the complex task of increasing accuracy in predicting traffic conditions on a big scale using deep learning techniques. To accomplish the objective of the study, the historical traffic data of Paris and Istanbul within a certain timeframe were used, considering the impact of variables such as speed, traffic volume, and direction. Specifically, traffic movie clips based on 2 years of real-world data for the two cities were utilized. The movies were generated with HERE data derived from over 100 billion GPS (Global Positioning System) probe points collected from a substantial fleet of automobiles. The model presented by us, unlike the majority of previous ones, takes into account the cumulative impact of speed, flow, and direction. The developed model showed better results compared to the well-known models, in particular, in comparison with the SR-ResNet model. The pixel-wise MAE (mean absolute error) values for Paris and Istanbul were 4.299 and 3.884 respectively, compared to 4.551 and 3.993 for SR-ResNET. Thus, the created model demonstrated the possibilities for further enhancing the accuracy and efficacy of intelligent transportation systems, particularly in large urban centres, thereby facilitating heightened safety, energy efficiency, and convenience for road users. The obtained results will be useful for local policymakers responsible for infrastructure development planning, as well as for specialists and researchers in the field. Future research should investigate how to incorporate more sources of information, in particular previous information from physical traffic flow models, information about weather conditions, etc. into the deep learning framework, as well as further increasing of the throughput capacity and reducing processing time.
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  • 文章类型: Journal Article
    数学生物学领域中许多常用的数学模型涉及参数不可识别性的挑战。实用的不可辨认性,在数据的质量和数量不能提供足够精确的参数估计的情况下,经常会遇到,即使是相对简单的模型。特别是,经常遇到某些参数可识别而其他参数不可识别的情况。在这项工作中,我们应用了最近的基于似然的工作流,称为Profile-WiseAnalysis(PWA),这是第一次不可识别的模型。PWA工作流程解决了可识别性,参数估计,和预测在一个统一的框架,是简单的实现和解释。工作流的先前实现仅处理了理想化的可识别问题。在这项研究中,我们说明了在简单的人口增长模型的背景下,PWA工作流程如何应用于结构上不可识别和实际上不可识别的模型。处理简单的数学模型使我们能够在教学中呈现PWA工作流程,独立的文档,可以与GitHub上提供的相对简单的Julia代码一起研究。使用简单的数学模型可以将PWA工作流程预测间隔与黄金标准全似然预测间隔进行比较。一起,我们的例子说明了PWA工作流程如何为我们提供了一种处理不可识别性的系统方法,特别是与其他方法相比,例如寻求临时参数组合,或简单地将参数值设置为某个任意默认值。重要的是,我们展示了PWA工作流程提供了对常见情况的洞察,其中一些参数是可识别的,而另一些参数是不可识别的,允许我们探索一些参数的不确定性,以及参数的组合,不管他们的可识别地位如何,以一种有见地和可解释的方式影响模型预测。
    Many commonly used mathematical models in the field of mathematical biology involve challenges of parameter non-identifiability. Practical non-identifiability, where the quality and quantity of data does not provide sufficiently precise parameter estimates is often encountered, even with relatively simple models. In particular, the situation where some parameters are identifiable and others are not is often encountered. In this work we apply a recent likelihood-based workflow, called Profile-Wise Analysis (PWA), to non-identifiable models for the first time. The PWA workflow addresses identifiability, parameter estimation, and prediction in a unified framework that is simple to implement and interpret. Previous implementations of the workflow have dealt with idealised identifiable problems only. In this study we illustrate how the PWA workflow can be applied to both structurally non-identifiable and practically non-identifiable models in the context of simple population growth models. Dealing with simple mathematical models allows us to present the PWA workflow in a didactic, self-contained document that can be studied together with relatively straightforward Julia code provided on GitHub . Working with simple mathematical models allows the PWA workflow prediction intervals to be compared with gold standard full likelihood prediction intervals. Together, our examples illustrate how the PWA workflow provides us with a systematic way of dealing with non-identifiability, especially compared to other approaches, such as seeking ad hoc parameter combinations, or simply setting parameter values to some arbitrary default value. Importantly, we show that the PWA workflow provides insight into the commonly-encountered situation where some parameters are identifiable and others are not, allowing us to explore how uncertainty in some parameters, and combinations of parameters, regardless of their identifiability status, influences model predictions in a way that is insightful and interpretable.
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  • 文章类型: Journal Article
    辅助胶凝材料(SCMs)是一种环保胶凝材料,可以部分替代普通波特兰水泥(OPC)。OPC-SCM混合水泥中早期开裂的发生是影响混凝土力学性能和耐久性的重要因素。本文对OPC-SCM混凝土混合物早期开裂的现有研究进行了全面综述。为了评估SCMs对混凝土早期开裂的影响,混合水泥基混凝土的性能,就其粘弹性行为而言,机械性能的演变,以及影响早期混凝土开裂风险的因素,被审查。在OPC-SCM混凝土混合物中使用SCM可以是减轻早期开裂的有效方法,同时提高混凝土结构的性能和耐久性。以往的研究表明,OPC-SCM混凝土混合物的收缩和徐变低于常规混凝土。此外,OPC-SCM混凝土混合物的较低水泥含量导致更好的抗热开裂性。正确选择,比例,并且在混凝土中实施SCM可以帮助优化OPC-SCM混凝土混合物的性能并减少对环境的影响。
    Supplementary cementitious materials (SCMs) are eco-friendly cementitious materials that can partially replace ordinary Portland cement (OPC). The occurrence of early-age cracking in OPC-SCM blended cement is a significant factor impacting the mechanical properties and durability of the concrete. This article presents a comprehensive review of the existing research on cracking in OPC-SCM concrete mix at early ages. To assess the effects of SCMs on the early-age cracking of concrete, the properties of blended cement-based concrete, in terms of its viscoelastic behavior, evolution of mechanical performance, and factors that affect the risk of cracking in concrete at early ages, are reviewed. The use of SCMs in OPC-SCM concrete mix can be an effective method for mitigating early-age cracking while improving the properties and durability of concrete structures. Previous research showed that the shrinkage and creep of OPC-SCM concrete mix are lower than those of conventional concrete. Moreover, the lower cement content of OPC-SCM concrete mix resulted in a better resistance to thermal cracking. Proper selection, proportioning, and implementation of SCMs in concrete can help to optimize the performance and reduce the environmental impact of OPC-SCM concrete mix.
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  • 文章类型: Journal Article
    水污染事件已成为重大的生态和环境威胁,特别是关于饮用水水源地(DWSA)的安全。本研究旨在通过将地理信息系统(GIS)集成到使用C和FORTRAN编程语言开发的二维水动力水质数学模型中来解决此问题。重点是河上山饮用水水源地(HDWSA),TECPLOT360软件用于可视化污染物迁移和扩散过程。该研究特别考虑了假设的铅(Pb)污染事故,位于三峡库区(TGRA)。分析了整个DWSA中Pb浓度的时空变化,并对不同水季Pb浓度变化进行了比较。结果表明,在事故中,干旱季节取水时的Pb浓度,衰落季节,汛期,蓄水季节在76、58、44和48分钟达到标准极限,分别。此外,在各个季节中,整个DWSA在124、89、71和74分钟达到了标准的Pb浓度水平。该研究还观察到DWSA中Pb污染区的扩张和随后的收缩,Pb浓度的转移率排序为汛期>蓄水期>衰退期>旱季。
    Water contamination incidents have become a significant ecological and environmental threat, particularly concerning the security of drinking water source areas (DWSAs). This research aimed to address this issue by integrating Geographic Information System (GIS) into bidimensional hydrodynamic water quality mathematical model developed using C +  + and FORTRAN programming languages. The focus was on the Heshangshan drinking water source area (HDWSA), and the TECPLOT360 software was utilized for visualizing pollutant migration and dispersion processes. The study specifically considered a hypothetical lead (Pb) contamination accident, which is situated in the Three Gorges Reservoir Area (TGRA). The spatio-temporal variations in Pb concentration throughout the entire DWSA were analyzed, along with a comparison of Pb concentration changes during different water seasons. The results indicate that, during the accident, the Pb concentration at the water intake in the drought season, decline season, flood season, and impounding season reached the standard limits at 76, 58, 44, and 48 min, respectively. Moreover, the entire DWSA achieved standard levels of Pb concentration at 124, 89, 71, and 74 min during the respective seasons. The study also observed an expansion and subsequent contraction of the Pb contamination area in the DWSA, with the transfer rate of Pb concentration ranked as flood season > impounding season > decline season > drought season.
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  • 文章类型: Journal Article
    为了减少SCR催化器中的传感器数量,状态反馈和故障诊断信息。首先,基于流动耦合的模型,热传递,本文对SCR系统中的气固催化反应进行了研究。通过变量替代方法和直线方法(MOL)简化了抛物型偏微分方程。通过具有自适应调整时间步长策略的后向微分公式(BDF)求解简化的方程组。同时,使用Levenberg-Marquardt方法每秒精确校准化学反应参数。其次,本文设计了ATS-UKF,并确保ATS-UKF和SCR模型计算之间的同步,将SCR模型求解BDF的时间步长作为传播sigma点的时间步长。假设两种观测场景:(1)无下游NH3浓度传感器,ATS-UKF观察到氨覆盖率和下游NH3浓度;(2)没有下游NOx传感器,通过ATS-UKF观察到氨覆盖率和下游NOx浓度。最后,本文进行了台架试验。在第一种情况下,相对于模型计算值R²,ATS-UKF获得的氨覆盖率达到0.99。下游NH3浓度的ATS-UKF的观测值与实验值之间的平均绝对误差(MAE)为2.76ppm。在第二种情况下,ATS-UKF获得的氨覆盖率相对于模型计算值R²达到0.99,下游NOx浓度的ATS-UKF的观测值和实验值之间的MAE为1.53ppm。环境含义:自适应时间步长无迹卡尔曼滤波(ATS-UKF)增强了柴油发动机中的尿素选择性催化还原(SCR),改善环境结果。这种方法最大限度地减少传感器的依赖性,实现更精确的SCR系统管理和有效的减排。通过推进排放控制技术,ATS-UKF为全球空气污染缓解工作做出了贡献,支持更清洁的空气和环境可持续性。其在监测和预测SCR性能方面的创新方法标志着朝着环保柴油发动机运行迈出了重要一步。
    To reduce the number of sensors in the SCR catalyst, state feedback and fault diagnosis information are provided. Firstly, a model based on the coupling of flow, heat transfer, and gas-solid phase catalytic reaction in the SCR system is investigated in this paper. The parabolic partial differential equations are simplified by the variable substitution method and the method of lines approach (MOL). The simplified system of equations is solved by backward differentiation formulas (BDF) with adaptive adjustment time step strategy. Meanwhile, the chemical reaction parameters are accurately calibrated per second using the Levenberg-Marquardt method. Secondly, the ATS-UKF is designed in this paper, and to ensure the synchronisation between the ATS-UKF and the SCR model calculations, the time step of solving the BDF by the SCR model is taken as the time step of propagating the sigma points. Two observation scenarios are assumed: (1) no downstream NH3 concentration sensor, ammonia coverage and downstream NH3 concentration are observed by ATS-UKF; (2) no downstream NOx sensor, ammonia coverage and downstream NOx concentration are observed by ATS-UKF. Finally, the paper carries out bench tests. In the first case, the ammonia coverage obtained by the ATS-UKF reached 0.99 with respect to the model-calculated value R². The mean absolute error (MAE) between the observed and experimental values of the ATS-UKF for the downstream NH3 concentration was 2.76 ppm. In the second case, the ammonia coverage obtained by the ATS-UKF reached 0.99 with respect to the model-calculated value R², and the MAE between the observed and experimental values of the ATS-UKF for the downstream NOx concentration was 1.53 ppm. ENVIRONMENTAL IMPLICATION: The Adaptive Time-Step Unscented Kalman Filtering (ATS-UKF) enhances urea Selective Catalytic Reduction (SCR) in diesel engines, improving environmental outcomes. This method minimizes sensor dependence, enabling more precise SCR system management and effective emission reduction. By advancing emission control technologies, ATS-UKF contributes to global air pollution mitigation efforts, supporting cleaner air and environmental sustainability. Its innovative approach in monitoring and predicting SCR performance marks a significant step towards eco-friendly diesel engine operation.
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  • 文章类型: Journal Article
    目的:接触者追踪是指识别最近与被诊断为传染病的人接触的过程。在爆发期间,从接触者追踪中收集的数据可以为减少传染病传播的干预措施提供信息。了解与联系人追踪调查完成率相关的因素可以帮助为正在进行的和未来的计划设计改进的访谈协议。
    目的:确定与纽约市(NYC)COVID-19接触者追踪调查完成率相关的因素,并评估预测模型提高完成率的效用,我们分析了2020年10月1日至2021年5月10日纽约市实验室确诊和可能的COVID-19病例及其自我报告的接触者。
    方法:我们分析了在研究期间发出的742,807个病例调查电话。使用对数二项回归模型,我们研究了年龄的影响,一天中打电话的时间,以及邮政编码级别的人口和社会经济因素对面试完成率的影响。我们进一步开发了随机森林模型来预测最佳电话通话时间,并进行了反事实分析,以评估使用预测模型时完成率的变化。
    结果:完成的接触者追踪调查百分比为79.4%,在邮政编码区域有很大的差异。使用对数二项回归模型,我们发现,与年轻人相比,索引病例的年龄(通过PCR或抗原检测呈阳性并因此接受病例调查的个体)对完成病例调查有重大影响(参考组,24岁<年龄<=65岁),老年人(年龄>65岁)的完成率较低12.1%(95CI:11.1%-13.3%),青年组(年龄<=24岁)的完成率降低了1.6%(95CI:0.6%-2.6%)。此外,与从下午12点和3点尝试的参考组电话相比,从下午6点至9点拨打的电话的完成率高4.1%(95%CI:1.8%-6.3%).我们进一步使用随机森林算法来评估其用于选择电话呼叫时间的潜在效用。在反事实模拟中,纽约市的整体完成率略有提高1.2%;然而,某些邮政编码区域有高达7.8%的改进。
    结论:这些研究结果表明,年龄和电话时间与病例调查的完成率有关。可以开发预测模型来估计更好的电话通话时间,以提高某些社区的完成率。
    OBJECTIVE: Contact tracing is the process of identifying people who have recently been in contact with someone diagnosed with an infectious disease. During an outbreak, data collected from contact tracing can inform interventions to reduce the spread of infectious diseases. Understanding factors associated with completion rates of contact tracing surveys can help design improved interview protocols for ongoing and future programs.
    OBJECTIVE: To identify factors associated with completion rates of COVID-19 contact tracing surveys in New York City (NYC) and evaluate the utility of a predictive model to improve completion rates, we analyze laboratory-confirmed and probable COVID-19 cases and their self-reported contacts in NYC from October 1st 2020 to May 10th 2021.
    METHODS: We analyzed 742,807 case investigation calls made during the study period. Using a log-binomial regression model, we examined the impact of age, time of day of phone call, and zip code-level demographic and socioeconomic factors on interview completion rates. We further developed a random forest model to predict the best phone call time and performed a counterfactual analysis to evaluate the change of completion rates if the predicative model were used.
    RESULTS: The percentage of contact tracing surveys that were completed was 79.4%, with substantial variations across ZIP code areas. Using a log-binomial regression model, we found that the age of index case (an individual who has tested positive through PCR or antigen testing and is thus subjected to a case investigation) had a significant effect on the completion of case investigation - compared with young adults (the reference group,24 years old < age <  = 65 years old), the completion rate for seniors (age > 65 years old) were lower by 12.1% (95%CI: 11.1% - 13.3%), and the completion rate for youth group (age <  = 24 years old) were lower by 1.6% (95%CI: 0.6% -2.6%). In addition, phone calls made from 6 to 9 pm had a 4.1% (95% CI: 1.8% - 6.3%) higher completion rate compared with the reference group of phone calls attempted from 12 and 3 pm. We further used a random forest algorithm to assess its potential utility for selecting the time of day of phone call. In counterfactual simulations, the overall completion rate in NYC was marginally improved by 1.2%; however, certain ZIP code areas had improvements up to 7.8%.
    CONCLUSIONS: These findings suggest that age and time of day of phone call were associated with completion rates of case investigations. It is possible to develop predictive models to estimate better phone call time for improving completion rates in certain communities.
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