Adaptive trial designs

  • 文章类型: Journal Article
    背景:已提出多臂多阶段(MAMS)随机试验设计来评估验证性环境中的多个研究问题。在有几种干预措施的设计中,例如预防手术伤口感染的8臂3阶段ROSSINI-2试验,可能会严格限制可招募的人数或可用于支持该协议的资金。这些限制可能意味着并非所有的研究治疗都可以继续积累所需的样本量,以便在最后阶段对主要结果指标进行最终分析。在这些情况下,可以在试验的早期阶段应用额外的治疗选择规则,以限制可以进展到后续阶段的研究组的最大数量.本文提供了有关如何在MAMS框架内实施治疗选择的指南。它探讨了治疗选择规则的影响,根据MAMS选择设计的操作特性,临时缺乏收益的停止边界和治疗选择的时机。
    方法:我们概述了设计MAMS选择试验的步骤。广泛的模拟研究用于探索最大/预期样本量,家庭I型错误率(FWER),以及在具有约束力和不具有约束力的临时停止边界下设计的整体权力,以避免缺乏利益。
    结果:在我们的模拟中,预先指定治疗选择规则可将最大样本量减少约25%。MAMS选择设计的家族I型错误率小于具有相似设计规范而没有附加治疗选择规则的标准MAMS设计的家族I型错误率。在具有严格选择规则的设计中-例如,当从7个研究方中只选择一个研究方时,可以放宽主要分析的最终阶段显著性水平,以确保试验的整体I型错误没有被低估.当从几个治疗臂中进行治疗选择时,重要的是选择一个足够大的研究分支子集(也就是说,多个研究部门)在早期阶段将整体力量保持在预先指定的水平。
    结论:多臂多级选择设计通过减少总体样本量而获得了优于标准MAMS设计的效率。处理选择规则的预先规范,最终阶段显著性水平和缺乏效益的临时停止边界是控制MAMS选择设计的运行特性的关键。我们提供有关这些设计功能的指导,以确保对操作特性的控制。
    BACKGROUND: Multi-arm multi-stage (MAMS) randomised trial designs have been proposed to evaluate multiple research questions in the confirmatory setting. In designs with several interventions, such as the 8-arm 3-stage ROSSINI-2 trial for preventing surgical wound infection, there are likely to be strict limits on the number of individuals that can be recruited or the funds available to support the protocol. These limitations may mean that not all research treatments can continue to accrue the required sample size for the definitive analysis of the primary outcome measure at the final stage. In these cases, an additional treatment selection rule can be applied at the early stages of the trial to restrict the maximum number of research arms that can progress to the subsequent stage(s). This article provides guidelines on how to implement treatment selection within the MAMS framework. It explores the impact of treatment selection rules, interim lack-of-benefit stopping boundaries and the timing of treatment selection on the operating characteristics of the MAMS selection design.
    METHODS: We outline the steps to design a MAMS selection trial. Extensive simulation studies are used to explore the maximum/expected sample sizes, familywise type I error rate (FWER), and overall power of the design under both binding and non-binding interim stopping boundaries for lack-of-benefit.
    RESULTS: Pre-specification of a treatment selection rule reduces the maximum sample size by approximately 25% in our simulations. The familywise type I error rate of a MAMS selection design is smaller than that of the standard MAMS design with similar design specifications without the additional treatment selection rule. In designs with strict selection rules - for example, when only one research arm is selected from 7 arms - the final stage significance levels can be relaxed for the primary analyses to ensure that the overall type I error for the trial is not underspent. When conducting treatment selection from several treatment arms, it is important to select a large enough subset of research arms (that is, more than one research arm) at early stages to maintain the overall power at the pre-specified level.
    CONCLUSIONS: Multi-arm multi-stage selection designs gain efficiency over the standard MAMS design by reducing the overall sample size. Diligent pre-specification of the treatment selection rule, final stage significance level and interim stopping boundaries for lack-of-benefit are key to controlling the operating characteristics of a MAMS selection design. We provide guidance on these design features to ensure control of the operating characteristics.
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  • 文章类型: Journal Article
    目的:这项新颖的研究旨在了解生活经验和照顾者对使用适应性试验评估饮食失调干预措施的看法。除了从生活经验的角度了解饮食失调研究和治疗中最重要的因素和结果。
    方法:共有73名具有在世或照顾者经验的人同意,70开始问卷,36个(51%)完成了所有问题。向参与者询问Likert量表和开放式问题,以了解饮食失调干预措施的哪些因素和结果对他们最重要,并了解他们对临床试验的先前知识。然后使用两个视频来解释随机对照试验(RCT)和适应性试验,并询问参与者的意见。包括感知到的利益和担忧,每种试验类型。
    结果:主题分析发现了关于饮食失调治疗中重要因素的两个关键主题:以人为本的护理和循证有效的治疗;关于治疗结果的两个关键主题:持续,完全恢复和更大的前景。RCT和适应性试验都得到了好评,然而,对适应性试验有轻微的偏好.展示的感知利益和道德的关键主题,实用,每个人都有独特的科学考虑。
    结论:研究结果表明,适应性试验支持有生活经验的人及其照顾者的饮食失调干预措施。建议研究人员在设计未来的干预试验时考虑使用自适应设计和结合生活经验观点。
    这项新颖的研究发现,在饮食失调干预研究中使用适应性试验得到了有生活经验的人和照顾者的支持。此外,本研究中对参与者最重要的因素和结局与之前在新兴文献中确定的因素和结局具有可比性.在进一步的临床试验中,建议使用适应性设计和结合生活经验。
    OBJECTIVE: This novel study sought to understand lived experience and carer perspectives on the use of adaptive trials to evaluate interventions for eating disorders, in addition to understanding the factors and outcomes of most importance in eating disorder research and treatments from a lived experience perspective.
    METHODS: A total of 73 people with either lived or carer experience consented, 70 started the questionnaire, and 36 (51%) completed all questions. Participants were asked Likert scale and open-ended questions to understand what factors and outcomes of eating disorder interventions were most important to them and understand their pre-existing knowledge of clinical trials. Two videos were then used to explain randomized controlled trials (RCTs) and adaptive trials and participants were asked their opinions, including perceived benefits and concerns, of each trial type.
    RESULTS: The thematic analysis found two key themes regarding factors important in eating disorder treatment: Person-centred care and Evidence-based and effective treatment; and two key themes regarding outcomes of treatment: Sustained, full recovery and The bigger picture. Both RCTs and adaptive trials were viewed favorably, however, there was a slight preference for adaptive trials. Key themes for both demonstrated perceived benefits and ethical, practical, and scientific considerations unique to each.
    CONCLUSIONS: Findings demonstrate the support of adaptive trials in eating disorder interventions from people with lived experience and their carers. It is recommended that researchers consider the use of adaptive designs and the incorporation of lived experience perspectives when designing future intervention trials.
    UNASSIGNED: This novel study found that the use of adaptive trials in eating disorder intervention research is supported by people with lived experience and carers. Furthermore, the factors and outcomes of most importance to participants in this study are comparable to those previously identified in the emerging literature. The use of adaptive designs and the incorporation of lived experience are recommended in further clinical trials.
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  • 文章类型: Journal Article
    复发-缓解型多发性硬化症(RRMS)中的疾病改善疗法的3期临床试验已经利用了有限数量的常规设计并取得了很高的成功。然而,这些设计限制了可以解决的问题的类型,以及所需的时间和成本。此外,涉及进行性多发性硬化症(MS)患者的试验不太成功。
    本文的目的是讨论复杂的创新试验设计,中间和复合结果,并提高MS试验设计的效率,扩大可以解决的问题,特别适用于渐进式MS。
    我们与临床试验设计专家共同举办了一次国际研讨会。
    建议包括增加使用复杂的创新设计,开发生物标志物以丰富进行性MS试验人群,优先考虑中间结果,以进一步发展为目标的治疗作用机制,而不是外周介导的炎症,调查数据链接MS患者对研究临床试验长期结果的可接受性,使用贝叶斯设计来潜在地减少儿科试验所需的样本量,并为能够支持务实试验的平台试验和登记处提供持续资金。
    新的试验设计和中间结果的进一步发展可能会提高MS的临床试验效率并解决新的治疗问题。
    Phase 3 clinical trials for disease-modifying therapies in relapsing-remitting multiple sclerosis (RRMS) have utilized a limited number of conventional designs with a high degree of success. However, these designs limit the types of questions that can be addressed, and the time and cost required. Moreover, trials involving people with progressive multiple sclerosis (MS) have been less successful.
    The objective of this paper is to discuss complex innovative trial designs, intermediate and composite outcomes and to improve the efficiency of trial design in MS and broaden questions that can be addressed, particularly as applied to progressive MS.
    We held an international workshop with experts in clinical trial design.
    Recommendations include increasing the use of complex innovative designs, developing biomarkers to enrich progressive MS trial populations, prioritize intermediate outcomes for further development that target therapeutic mechanisms of action other than peripherally mediated inflammation, investigate acceptability to people with MS of data linkage for studying long-term outcomes of clinical trials, use Bayesian designs to potentially reduce sample sizes required for pediatric trials, and provide sustained funding for platform trials and registries that can support pragmatic trials.
    Novel trial designs and further development of intermediate outcomes may improve clinical trial efficiency in MS and address novel therapeutic questions.
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  • 文章类型: Journal Article
    UNASSIGNED:多臂多阶段试验是有效的,在一个方案内同时测试许多治疗的自适应方法。在可进入试验的患者数量和资源可能有限的情况下,如原发性产后出血,可能有必要在临时阶段选择预先指定的武器子集,即使它们都显示出对控制武器的一些希望。这将限制所需的最大患者数量并降低相关成本。受世界卫生组织在产后出血中的难治性呼吸设备试验的启发,我们在随机III期设置中探索了这种选择设计的特性,并将其与其他替代方案进行了比较。目的是:(1)研究治疗选择的时机如何影响操作特征;(2)探索使用信息丰富(连续)的中间结果来选择表现最佳的手臂,在四个治疗臂中,与在过渡阶段使用主要(二元)结果进行选择相比;(3)确定可能影响设计效率的因素。
    UNASSIGNED:我们基于难治性出血装置多臂多阶段选择试验进行了模拟,以研究治疗选择的时机和应用自适应分配比率对正确选择概率的影响,总体功率和家族I型错误率。还进行了模拟以探索其他设计参数将如何影响最大样本量和试验时间线。
    UNASSIGNED:结果表明,试验的整体功率受选择阶段\'正确\'选择的概率的限制。结果表明,如果在信息时间的17%左右进行处理选择,则可以实现良好的操作特性。我们的结果还表明,尽管在选择之前将更多患者随机分配到研究小组将增加正确选择的可能性,与所有武器的固定分配比例为1:1相比,这不会提高(选择)设计的整体效率。
    UNASSIGNED:多臂多级选择设计高效且灵活,具有理想的操作特性。我们在这些设计的许多方面提供指导,包括选择中间结果度量,治疗选择的时机,并选择操作特性。
    Multi-arm multi-stage trials are an efficient, adaptive approach for testing many treatments simultaneously within one protocol. In settings where numbers of patients available to be entered into trials and resources might be limited, such as primary postpartum haemorrhage, it may be necessary to select a pre-specified subset of arms at interim stages even if they are all showing some promise against the control arm. This will put a limit on the maximum number of patients required and reduce the associated costs. Motivated by the World Health Organization Refractory HaEmorrhage Devices trial in postpartum haemorrhage, we explored the properties of such a selection design in a randomised phase III setting and compared it with other alternatives. The objectives are: (1) to investigate how the timing of treatment selection affects the operating characteristics; (2) to explore the use of an information-rich (continuous) intermediate outcome to select the best-performing arm, out of four treatment arms, compared with using the primary (binary) outcome for selection at the interim stage; and (3) to identify factors that can affect the efficiency of the design.
    We conducted simulations based on the refractory haemorrhage devices multi-arm multi-stage selection trial to investigate the impact of the timing of treatment selection and applying an adaptive allocation ratio on the probability of correct selection, overall power and familywise type I error rate. Simulations were also conducted to explore how other design parameters will affect both the maximum sample size and trial timelines.
    The results indicate that the overall power of the trial is bounded by the probability of \'correct\' selection at the selection stage. The results showed that good operating characteristics are achieved if the treatment selection is conducted at around 17% of information time. Our results also showed that although randomising more patients to research arms before selection will increase the probability of selecting correctly, this will not increase the overall efficiency of the (selection) design compared with the fixed allocation ratio of 1:1 to all arms throughout.
    Multi-arm multi-stage selection designs are efficient and flexible with desirable operating characteristics. We give guidance on many aspects of these designs including selecting the intermediate outcome measure, the timing of treatment selection, and choosing the operating characteristics.
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  • 文章类型: Journal Article
    阶乘设计和多臂多级(MAMS)平台设计具有许多优点,但是尚未探索将两种设计结合起来的实际优缺点。
    我们为平台试验范式中的组合设计提出了实用的方法,其中一些干预措施预计不会相互作用,可以一起给出。
    我们描述了组合设计,并建议了可以用来表示它的图表。许多属性对于标准阶乘设计都是常见的,包括需要考虑干预措施之间的相互作用以及干预效果对其他比较能力的影响,以及标准的多臂多级设计,包括需要预先指定开始和停止干预比较的程序。我们还确定了因子-MAMS设计的一些具体特征:中期和最终分析的时间应根据日历时间或观察到的总事件来确定;一些非因子修改可能有用;资格标准应足够广泛,以包括符合随机化任何部分的任何患者;分层随机化可以方便地顺序进行;并且分析需要特别注意,仅使用并发对照。
    结合的阶乘-MAMS设计可以结合阶乘试验和多臂多阶段平台试验的效率。它使我们能够在一个方案下解决多个研究问题,并测试多种新的治疗方案,这在面对新的紧急感染如COVID-19时尤为重要。
    Factorial designs and multi-arm multi-stage (MAMS) platform designs have many advantages, but the practical advantages and disadvantages of combining the two designs have not been explored.
    We propose practical methods for a combined design within the platform trial paradigm where some interventions are not expected to interact and could be given together.
    We describe the combined design and suggest diagrams that can be used to represent it. Many properties are common both to standard factorial designs, including the need to consider interactions between interventions and the impact of intervention efficacy on power of other comparisons, and to standard multi-arm multi-stage designs, including the need to pre-specify procedures for starting and stopping intervention comparisons. We also identify some specific features of the factorial-MAMS design: timing of interim and final analyses should be determined by calendar time or total observed events; some non-factorial modifications may be useful; eligibility criteria should be broad enough to include any patient eligible for any part of the randomisation; stratified randomisation may conveniently be performed sequentially; and analysis requires special care to use only concurrent controls.
    A combined factorial-MAMS design can combine the efficiencies of factorial trials and multi-arm multi-stage platform trials. It allows us to address multiple research questions under one protocol and to test multiple new treatment options, which is particularly important when facing a new emergent infection such as COVID-19.
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  • 文章类型: Journal Article
    Experimental treatments pass through various stages of development. If a treatment passes through early-phase experiments, the investigators may want to assess it in a late-phase randomised controlled trial. An efficient way to do this is adding it as a new research arm to an ongoing trial while the existing research arms continue, a so-called multi-arm platform trial. The familywise type I error rate is often a key quantity of interest in any multi-arm platform trial. We set out to clarify how it should be calculated when new arms are added to a trial some time after it has started.
    We show how the familywise type I error rate, any-pair and all-pairs powers can be calculated when a new arm is added to a platform trial. We extend the Dunnett probability and derive analytical formulae for the correlation between the test statistics of the existing pairwise comparison and that of the newly added arm. We also verify our analytical derivation via simulations.
    Our results indicate that the familywise type I error rate depends on the shared control arm information (i.e. individuals in continuous and binary outcomes and primary outcome events in time-to-event outcomes) from the common control arm patients and the allocation ratio. The familywise type I error rate is driven more by the number of pairwise comparisons and the corresponding (pairwise) type I error rates than by the timing of the addition of the new arms. The familywise type I error rate can be estimated using Šidák\'s correction if the correlation between the test statistics of pairwise comparisons is less than 0.30.
    The findings we present in this article can be used to design trials with pre-planned deferred arms or to add new pairwise comparisons within an ongoing platform trial where control of the pairwise error rate or familywise type I error rate (for a subset of pairwise comparisons) is required.
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  • 文章类型: Journal Article
    OBJECTIVE: To present statistical tools to model and optimize the cost of a randomized clinical trial as a function of the stringency of patient inclusion criteria.
    METHODS: We consider a two treatment, dichotomous outcome trial that includes a proportion of patients who are strong responders to the tested intervention. Patients are screened for inclusion using an arbitrary number of test results that are combined into an aggregate suitability score. The screening score is regarded as a diagnostic test for the responsive phenotype, having a specific cutoff value for inclusion and a particular sensitivity and specificity. The cutoff is a measure of stringency of inclusion criteria. Total cost is modeled as a function of the cutoff value, number of patients screened, the number of patients included, the case occurrence rate, response probabilities for control and experimental treatments, and the trial duration required to produce a statistically significant result with a specified power. Regression methods are developed to estimate relevant model parameters from pilot data in an adaptive trial design.
    RESULTS: The patient numbers and total cost are strongly related to the choice of the cutoff for inclusion. Clear cost minimums exist between 5.6 and 6.1 on a representative 10-point scale of exclusiveness. Potential cost savings for typical trial scenarios range in millions of dollars. As the response rate for controls approaches 50%, the proper choice of inclusion criteria can mean the difference between a successful trial and a failed trial.
    CONCLUSIONS: Early formal estimation of optimal inclusion criteria allows planning of clinical trials to avoid high costs, excessive delays, and moral hazards of Type II errors.
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