disciplinary action

  • 文章类型: Journal Article
    心理学领域已经建立了很高的专业标准,这已经成为心理学实践的基石。然而,负责管理这些标准的强大委员会可以在很少的监督下运作,这使得很难监测这些机构是否以公平和公正的方式运作。特别是,早期职业心理学家在最初几年的独立实践中经验和权力较少,他们可能非常脆弱,因为他们在职业中的经验相对较少,包括将可能针对他们的投诉提交给许可委员会。虽然确保早期职业心理学家坚持他们对实践的承诺是至关重要的,在不面向增长的情况下,监管他们的活动是有风险的,学习,和专业发展。即使是最小的纪律处分也可能永远不会从心理学家的记录中删除,导致对保险范围的长期影响,声誉和未来在该领域的专业生存能力。过度惩罚的方法可能令人痛苦,甚至是创伤。在本文中,我们检查2000年至2020年(N=65)的肯塔基州心理学考试委员会(KBEP)的纪律处分,以确定该委员会管理其监督职能的方法。我们分析收到的纪律的性质(罚款,悬架,继续教育,监督)揭示了两级惩罚体系,并提供有关纪律过程的性质及其影响的背景。我们报告了对早期职业心理学家的定性访谈,这些访谈受到了董事会的纪律处分,以及监督董事会调查的早期职业心理学家的心理学家。我们比较了管理KBEP的立法,并与其他三个州的许可委员会的运作进行了比较。利用这些发现,我们就修订委员会的适用法律和行政程序提出建议,以在公共安全之间建立更好的平衡,新心理学家的幸福,公平考虑,如种族,以及肯塔基州心理学实践的发展。这项工作揭示了以前未经审查的不公正现象,这些不公正现象可能会被许可委员会有意或无意地延续,并可以用来告知更公正的创造,平衡和包容的专业董事会。
    The field of psychology has established high professional standards which have become a cornerstone of the practice of psychology. However, powerful boards tasked with administering these standards can operate with little oversight, making it difficult to monitor whether these institutions are operating in a fair and impartial way. In particular, early-career psychologists who have less experience and power in their initial years of independent practice may be singularly vulnerable as they have relatively little experience to navigate the profession, including fielding complaints that may be made against them to a licensing board. While it is essential to ensure early-career psychologists are upholding their commitments to the practice, there are risks in policing their activities without orienting toward growth, learning, and professional development. Even the smallest disciplinary action may never be expunged from a psychologist\'s record, resulting in long-term implications for insurance coverage, reputation and future professional viability in the field. Overly-punitive approaches can be distressing or even traumatizing. In this paper, we examine disciplinary actions of the Kentucky Board of Examiners of Psychology (KBEP) from the years 2000 to 2020 (N = 65) to determine the methodology by which the Board administers its oversight function. We analyze the nature of the discipline received (fines, suspensions, continuing education, supervision) revealing a two-tiered system of punishments, and provide context regarding the nature of the disciplinary process and its impacts. We report on qualitative interviews of early career psychologists subject to disciplinary actions by the Board, and psychologists who supervised early career psychologists investigated by the Board. We compare legislation governing KBEP and make comparisons to the workings of licensing boards in three other states. Using these findings, we make recommendations for revisions to the applicable legislation and administrative processes of the Board to establish an improved balance between public safety, the well-being of new psychologists, equity considerations such as race, and the development of the practice of psychology in Kentucky. This work brings to light previously unexamined injustices that can knowingly or unknowingly be perpetuated by licensing Boards, and can be used to inform the creation of more just, balanced and inclusive professional Boards.
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  • 文章类型: Journal Article
    UNASSIGNED: Past research on disciplinary action by pharmacist regulatory bodies has shown that most cases concern community pharmacists, with few occurring in a hospital setting.
    UNASSIGNED: To investigate how discipline-related issues involving pharmacists are dealt with by hospital pharmacy departments in Canada.
    UNASSIGNED: Hospital pharmacy directors and managers from small, medium, and large hospitals across Canada were invited to participate in semi-structured telephone interviews. The interview questions focused on the discipline process in participants\' organizations, the situations when reporting to the regulatory body is deemed to be warranted, possible penalties, and recommendations for improving the regulatory body or organizational discipline process.
    UNASSIGNED: Ten participants, from British Columbia, Saskatchewan, Ontario, New Brunswick, Prince Edward Island, and Newfoundland and Labrador, agreed to be interviewed. Five key themes emerged as contributing to lower rates of hospital pharmacist discipline cases being escalated to the regulatory college level: robust organizational discipline processes independent from the regulatory college, a practice environment promoting competence, union representation, preference for a remedial approach to discipline, and lack of clarity about when to report to the regulatory authority.
    UNASSIGNED: This study identified a number of reasons why discipline of hospital pharmacists by a regulatory body may be less prevalent than discipline relating to community pharmacists. The main reasons may be lack of clarity about when to report a case to the regulator and a lack of transparency, given that many cases are handled internally within hospitals. Environmental supports for competence and employee protections (e.g., through a union) may also reduce discipline cases.
    UNASSIGNED: Des recherches antérieures sur les mesures disciplinaires prises par les organismes de réglementation des pharmaciens ont montré que la plupart des cas concernaient des pharmaciens communautaires, et que peu se produisaient en milieu hospitalier.
    UNASSIGNED: Examiner comment les questions disciplinaires impliquant des pharmaciens sont traitées par les départements de pharmacie hospitalière au Canada.
    UNASSIGNED: Les directeurs et gestionnaires de pharmacies de petits, moyens et grands hôpitaux au Canada ont été invités à participer à des entrevues téléphoniques semi-structurées. Les questions portaient sur le processus disciplinaire en place dans les organismes des participants; les situations où le signalement à l’organisme de réglementation était jugé justifié; les sanctions possibles; et les recommandations pour améliorer le processus disciplinaire de l’organisme de réglementation ou de l’organisme.
    UNASSIGNED: Dix participants de la Colombie-Britannique, de la Saskatchewan, de l’Ontario, du Nouveau-Brunswick, de l’Île-du-Prince-Édouard et de Terre-Neuve-et-Labrador ont accepté d’être interrogés. Cinq thèmes clés ont été identifiés comme contribuant au taux plus faible de cas de discipline des pharmaciens hospitaliers remontés au niveau de l’organisme de réglementation: des processus disciplinaires organisationnels solides indépendants de l’organisme de réglementation; un environnement de pratique favorisant la compétence; la représentation syndicale; la préférence pour une approche corrective de la discipline; et le manque de clarté quant au moment où il faut signaler à l’autorité de réglementation.
    UNASSIGNED: Cette étude a identifié un certain nombre de raisons pour lesquelles les mesures disciplinaires relatives des pharmaciens hospitaliers par un organisme de réglementation peuvent être moins répandues que celles liées aux pharmaciens communautaires. Les principales raisons pourraient être le manque de clarté quant au moment de signaler un cas à l’autorité réglementaire et un manque de transparence, étant donné que de nombreux cas sont traités en interne dans les hôpitaux. Les soutiens environnementaux pour la compétence et la protection des employés (par exemple, par l’entremise d’un syndicat) peuvent également réduire les cas de discipline.
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  • 文章类型: Journal Article
    背景:执行不安全操作并伤害患者的医生可能会受到纪律处分。在挪威,有五种类型的纪律处分,从警告最不严重的渎职行为到最严重的失照。纪律处分总是涉及医疗事故。这项研究的目的是调查挪威卫生监督委员会对挪威医生的纪律处分的频率和分布,并发现全国范围内的患者安全问题。
    方法:我们回顾性调查了委员会在2011年至2018年期间对医生的所有953项纪律处分。我们根据行动的类型对这些进行了分类,收件人的职业,收件人的组织因素和地理位置。频率,交叉表,率和线性回归用于统计分析.
    结果:农村全科医生在所有医生中受到的纪律处分最多,其执照被吊销或限制的频率是城市全科医生的2.1倍。全科医生和私人专家每1000名医生分别受到98.7和91.0项纪律处分。在医院工作的高级顾问和初级医生每1000名医生分别受到17.0和6.4项纪律处分。初级保健医生收到的行动是二级保健医生的八倍。在初级保健工作的医生比在二级保健工作的医生获得警告的频率高10.6倍,被吊销或限制执照的频率高4.6倍。
    结论:挪威卫生监督委员会的纪律处分的分布和频率根据医疗机构的类型而明显不同。私人专家和全科医生,尤其是那些在农村诊所工作的人,受到的纪律处分最多。这些结果值得卫生政策制定者的关注,并需要进一步研究以确定影响医疗事故的因素。此外,监管当局应评估其应对医疗事故的程序是否有效,是否适合在挪威工作的所有类型的医生。
    BACKGROUND: Physicians who perform unsafe practices and harm patients may be disciplined. In Norway, there are five types of disciplinary action, ranging from a warning for the least serious examples of malpractice to loss of licence for the most serious ones. Disciplinary actions always involve medical malpractice. The aims of this study were to investigate the frequency and distribution of disciplinary actions by the Norwegian Board of Health Supervision for doctors in Norway and to uncover nation-wide patient safety issues.
    METHODS: We retrospectively investigated all 953 disciplinary actions for doctors given by the Board between 2011 and 2018. We categorized these according to type of action, recipient\'s profession, organizational factors and geographical location of the recipient. Frequencies, cross tables, rates and linear regression were used for statistical analysis.
    RESULTS: Rural general practitioners received the most disciplinary actions of all doctors and had their licence revoked or restricted 2.1 times more frequently than urban general practitioners. General practitioners and private specialists received respectively 98.7 and 91.0 disciplinary actions per 1000 doctors. Senior consultants and junior doctors working in hospitals received respectively 17.0 and 6.4 disciplinary actions per 1000 doctors. Eight times more actions were received by primary care doctors than secondary care doctors. Doctors working in primary care were given a warning 10.6 times more often and had their licence revoked or restricted 4.6 times more often than those in secondary care.
    CONCLUSIONS: The distribution and frequency of disciplinary actions by the Norwegian Board of Health Supervision clearly varied according to type of health care facility. Private specialists and general practitioners, especially those working in rural clinics, received the most disciplinary actions. These results deserve attention from health policy-makers and warrant further studies to determine the factors that influence medical malpractice. Moreover, the supervisory authorities should assess whether their procedures for reacting to malpractice are efficient and adequate for all types of physicians working in Norway.
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  • 文章类型: Journal Article
    UNASSIGNED: Professional malpractice complaints in the South African health arena have increased over the last decade. There is a lack of research on how South African health practitioners experience professional malpractice complaints and complaint processes.
    UNASSIGNED: This article reports on one aspect of the findings in a more extensive study relating to the complaint experience of psychology practitioners, namely how a group of psychology practitioners experienced their relationship with and the processes at the regulator during a malpractice complaint. The regulator refers to the professional registration body which manages complaints against practitioners.
    UNASSIGNED: The study included 10 registered South African psychologists who experienced a malpractice complaint.
    UNASSIGNED: After sampling, semi-structured interviews were conducted, audio-recorded and transcribed. The data were managed using interpretative phenomenological analysis (IPA) to elicit the personal, subjective experience of the individual participants.
    UNASSIGNED: Two superordinate themes and related subthemes emerged from the analysis. First, relating to the experience of the complaint procedures and processes, participants experienced an extended timeframe for complaint management, a lack of communication during complaint management, legal challenges during some disciplinary proceedings and some complaints as unjustified and frivolous. Second, participants were unsure of their relationship with the regulator. Their responses denoted instances of vulnerability and inequality during proceedings.
    UNASSIGNED: The findings call for closer collaboration between the registration body and practitioners during complaints management, to eliminate vexatious complaints, to streamline processes and to encourage guidance of and support for the professional.
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  • 文章类型: Journal Article
    BACKGROUND: In certain medical specialties, board certification is associated with a lower risk of state medical board disciplinary actions.
    OBJECTIVE: The association between maintaining American Board of Emergency Medicine (ABEM) certification and state medical disciplinary actions had not been studied. This study was undertaken to determine if maintaining ABEM certification was associated with a lower risk of disciplinary action.
    METHODS: This investigation was a historical cohort study using Cox regression. Physicians who did not have a lapse in ABEM certification were compared with physicians who had a lapse to determine the risk of disciplinary action. Lapsing was determined at the expiration of the initial certificate. This study included all physicians who obtained initial ABEM certification from 1980-2005. Additional covariates of interest included the number of attempts on the ABEM Qualifying Examination (1 vs. >1), the geographic region of the physician\'s residence, and the country of medical school.
    RESULTS: There were 23,002 physicians in the study cohort. Of these, 3370 (14.7%) let their certification lapse after initial certification. There were 701 (3.0%) physicians with disciplinary events. Lapsed physicians had higher rates of disciplinary actions than physicians who did not lapse (6.4% vs. 2.5%). ABEM-certified physicians who did not lapse were significantly less likely to be disciplined as physicians who let their certificate lapse (hazard ratio 0.50 [95% confidence interval 0.42-0.59]).
    CONCLUSIONS: The absolute incidence of physicians with a disciplinary action in this study cohort was low (3.0%). Maintaining ABEM certification was associated with a lower risk of state medical board disciplinary actions.
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  • 文章类型: Journal Article
    OBJECTIVE: To synthesize knowledge in studies about nurses who had been disciplined by their professional regulatory bodies.
    BACKGROUND: Unprofessional conduct that violates patient safety, nursing standards or legislation can result in disciplinary action that affects nurse\'s professional rights to practice. However, research on disciplinary procedures in nursing is fragmented.
    METHODS: An integrative review was carried out with systematic searches between January 2006 and November 2018, using the CINAHL, PubMed, Scopus and Web of Science databases and manual searches. The quality of the 17 included studies was evaluated with the Mixed Method Appraisal Tool.
    RESULTS: The evidence in the included studies focused on various databases. Disciplined nurses were described in relation to their characteristics and disciplined because of numerous patients, practice and behaviour related violations. Similar disciplinary actions against nurses were reported.
    CONCLUSIONS: This review provides knowledge on contributory risk factors that can be used to develop professional standards and early interventions in nursing management. More systematic research is needed, together with clear definitions of disciplinary procedures.
    CONCLUSIONS: This knowledge could strengthen the abilities of nurse managers to recognize and prevent events that seldom occur but seriously threaten the safety of patients and nurses when they do.
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  • 文章类型: Journal Article
    背景:先前的研究发现,与其他卫生专业相比,牙科医生的投诉风险较高。这项研究旨在描述频率,涉及牙科医生投诉的性质和风险因素。
    方法:我们在2011年1月至2016年12月期间收集了澳大利亚注册卫生从业人员投诉的国家数据集。我们将投诉分为三个领域的23个问题:健康,表现和行为。我们比较了牙科医生和其他健康医生的投诉率。我们使用负二项回归分析来确定与投诉相关的因素。
    结果:牙科从业人员占健康从业人员的3.5%,但约占投诉的10%。在14个卫生专业中,牙科从业人员的投诉率最高(每年每1000名从业人员42.7),其中牙医和假牙医师的投诉率高于联合牙科医生。男性从业者的投诉风险较高。大多数关于牙医的投诉与治疗和程序有关(59%)。大约4%的牙医收到了不止一份投诉,占牙医投诉的49%。在60%的结案案件中,不需要采取监管行动。约13%的投诉导致限制性行动,比如实践条件。
    结论:对模式的更好理解可能有助于监管委员会和专业协会确保合格的实践并保护患者安全。
    BACKGROUND: Previous research has found dental practitioners at elevated risk of complaint compared with other health professions. This study aimed to describe the frequency, nature and risk factors for complaints involving dental practitioners.
    METHODS: We assembled a national dataset of complaints about registered health practitioners in Australia between January 2011 and December 2016. We classified complaints into 23 issues across three domains: health, performance and conduct. We compared rates of complaints about dental practitioners and other health practitioners. We used negative binomial regression analysis to identify factors associated with complaints.
    RESULTS: Dental practitioners made up 3.5% of health practitioners, yet accounted for approximately 10% of complaints. Dental practitioners had the highest rate of complaints among fourteen health professions (42.7 per 1000 practitioners per year) with higher rates among dentists and dental prosthetists than allied dental practitioners. Male practitioners were at a higher risk of complaints. Most complaints about dentists related to treatments and procedures (59%). Around 4% of dentists received more than one complaint, accounting for 49% of complaints about dentists. In 60% of closed cases no regulatory action was required. Around 13% of complaints resulted in restrictive actions, such as conditions on practice.
    CONCLUSIONS: Improved understanding of patterns may assist regulatory boards and professional associations to ensure competent practice and protect patient safety.
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  • 文章类型: Journal Article
    Recent media reports have highlighted the risks to patients that may occur when practitioners in the chiropractic, osteopathy and physiotherapy professions provide services in an unethical or unsafe manner. Yet research on complaints about chiropractors, osteopaths, and physiotherapists is limited. Our aim was to understand differences in the frequency and nature of formal complaints about practitioners in these professions in order to inform improvements in professional regulation and education.
    This retrospective cohort study analysed all formal complaints about all registered chiropractors, osteopaths, and physiotherapists in Australia lodged with health regulators between 2011 and 2016. Based on initial assessments by regulators, complaints were classified into 11 complaint issues across three domains: performance, professional conduct, and health. Differences in complaint rate were assessed using incidence rate ratios. A multivariate negative binomial regression model was used to identify predictors of complaints among practitioners in these professions.
    Patients and their relatives were the most common source of complaints about chiropractors, osteopaths and physiotherapists. Concerns about professional conduct accounted for more than half of the complaints about practitioners in these three professions. Regulatory outcome of complaints differed by profession. Male practitioners, those who were older than 65 years, and those who practised in metropolitan areas were at higher risk of complaint. The overall rate of complaints was higher for chiropractors than osteopaths and physiotherapists (29 vs. 10 vs. 5 complaints per 1000 practice years respectively, p < 0.001). Among chiropractors, 1% of practitioners received more than one complaint - they accounted for 36% of the complaints within their profession.
    Our study demonstrates differences in the frequency of complaints by source, issue and outcome across the chiropractic, osteopathic and physiotherapy professions. Independent of profession, male sex and older age were significant risk factors for complaint in these professions. Chiropractors were at higher risk of being the subject of a complaint to their practitioner board compared with osteopaths and physiotherapists. These findings may assist regulatory boards, professional associations and universities in developing programs that avert patient dissatisfaction and harm and reduce the burden of complaints on practitioners.
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  • 文章类型: Journal Article
    This study A) assessed whether levels of alcohol-related disciplinary actions on college campuses changed among MD college students after the 2011 Maryland (MD) state alcohol tax increase from 6% to 9%, and B) determined which school-level factors impacted the magnitude of changes detected.
    A quasi-experimental interrupted time series (ITS) analysis of panel data containing alcohol-related disciplinary actions on 33 MD college campuses in years 2006-2013. Negative binomial regression models were used to examine whether there was a statistically significant difference in counts of alcohol-related disciplinary actions comparing time before and after the tax increase.
    The ITS anaysis showed an insignificant relationship between alcohol-related disciplinary actions and tax implementation (β = -.27; p =.257) but indicated that alcohol-related disciplinary actions decreased significantly over the time under study (β = -.05; p =.022).
    Alcohol related disciplinary actions did decrease over time in the years of study, and this relationship was correlated with several school-level characteristics, including school price, school funding type, types of degrees awarded, and specialty. School price may serve as a proxy mediator or confounder of the effect of time on disciplinary actions.
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  • 文章类型: Journal Article
    When utilized properly, social media offers several personal and professional benefits for the practicing surgeon, including peer networking, education, e-mentorship, marketing, recruitment, and patient outreach. However, unprofessional online behavior is common among surgeons, and this improper use of social media can be quite dangerous. This article reviews the dangers of social media and illustrates this with examples of unprofessional behavior and the associated consequences. It also provides recommendations for maintaining a professional and productive online persona. Surgeons must understand the various social media platforms and their target audience while upholding online professionalism at all times.
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