ethics committees, research

道德委员会,Research
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    文章类型: Journal Article
    社区参与的研究往往会带来挑战,因为正是这些品质使其成为可取的:它提供了一种新的研究模式,在许多方面与自上而下不同,大学主导,前瞻性设计的方法。虽然许多人讨论了进行社区参与研究的挑战,很少有人为如何克服这些挑战提供了精确和普遍的教训。在这里,我们讨论了在三个级别的社区参与项目中遇到的挑战:1)由学术和社区合作伙伴以及社区和学术研究助理组成的研究团队,2)研究团队在整个项目中与一个名为CBOP-CERB(基于社区的组织合作伙伴-社区道德研究委员会)的社区咨询委员会合作,3)研究涉及从一个对研究人员和研究历史不信任的地区招募社区参与者:弗林特密歇根州。我们还讨论了这种多层次的社区参与带来的行政挑战。最重要的是,我们提供实用的经验教训,以便未来社区参与研究,以避免或减轻许多这些挑战。
    Community-engaged research often poses challenges due to exactly those qualities that make it desirable: it provides a new model of research that differs in many ways from top-down, university-led, prospectively designed approaches. While many have discussed the challenges to conducting community-engaged research, few have provided precise and generalizable lessons for how to surmount these challenges. Here we discuss the challenges experienced in a project that was community-engaged at three levels: 1) a research team consisting of an academic and a community partner as well as a community and academic research assistant, 2) the research team engaged with a Community Advisory Board called the CBOP-CERB (Community Based Organization Partners-Community Ethics Research Board) throughout the project, and 3) the research involved recruiting community participants from an area with a historical distrust of researchers and research: Flint Michigan. We also discuss administrative challenges that this multilevel community-engagement posed. Most important, we provide practical lessons in order for future community-engaged research to avoid or mitigate many of these challenges.
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  • 文章类型: Journal Article
    在回顾性二级数据分析研究中,研究人员经常寻求机构审查委员会(IRB)的同意,并通过使用复杂的软件将风险降至最低。然而,对IRB专家对这些方法的看法知之甚少。为了使用软件促进有关风险缓解策略的有效沟通,我们与IRB专家进行了两项研究,目的是在向IRB描述软件时共同创建适当的语言.
    我们与IRB专家进行了结构化的焦点小组,以征求有关福利问题的意见,风险,和信息需求。基于这些结果,我们使用隐私增强软件为一项通用研究开发了IRB应用模板和响应模板.然后,我们进行了三轮Delphi研究,以完善模板IRB应用程序和基于专家小组反馈的模板响应。为了方便与会者的审议,我们在每一轮Delphi中分享了修订和参与者反馈的摘要。
    两个焦点小组的11位专家提出了13种关于风险的想法,好处,和信息需求。17名专家参加了Delphi研究,其中13人完成了所有回合。大多数人同意隐私增强软件将风险降至最低,但不管所有次要数据研究都有意外披露的固有风险。大多数(84.6%)指出,回顾性二级数据研究中的受试者经历的风险并不比现代数字社会中日常生活中经历的风险更大。因此,所有不与受试者接触的仅有回顾性数据的研究都是最低风险研究.
    首先,我们发现一些IRB专家在二级数据研究中如何看待风险方面存在根本性分歧.这种分歧是后果性的,因为它们会影响确定结果,并可能表明不同机构的IRB可能会得出关于类似研究方案的不同结论。第二,在我们的研究中,隐私增强软件的最高风险和收益是社会风险,而不是个人风险。排名最高的好处是促进更多的研究和促进负责任的数据治理实践。排名最高的风险是系统用户错误或错误算法导致无效结果的风险。这些社会考虑通常是公共卫生伦理的特征,而不是研究伦理的生物伦理方法,可能反映了应用生物伦理方法的困难(例如,知情同意)在二级数据研究中。最后,用于二级数据研究的隐私增强技术的发展取决于隐私专家和技术开发人员之间的有效沟通和协作。隐私是一个复杂的问题,需要一个整体的方法,最好通过设计隐私原则来解决。隐私专家的参与很重要,但在此设计过程中经常被忽略。这项研究提出了最佳实践策略,可以通过参与式设计共同开发软件的配套文档来吸引隐私社区,以促进透明度和沟通。在这个案例研究中,我们使用开源软件发布的最终模板IRB应用程序和响应可以由研究人员轻松调整,以便在使用该软件时更好地与他们的IRB进行沟通.当许多软件开发人员不是研究伦理专家时,这可以帮助增加负责任的数据治理实践。
    UNASSIGNED: In retrospective secondary data analysis studies, researchers often seek waiver of consent from institutional Review Boards (IRB) and minimize risk by utilizing complex software. Yet, little is known about the perspectives of IRB experts on these approaches. To facilitate effective communication about risk mitigation strategies using software, we conducted two studies with IRB experts to co-create appropriate language when describing a software to IRBs.
    UNASSIGNED: We conducted structured focus groups with IRB experts to solicit ideas on questions regarding benefits, risks, and informational needs. Based on these results, we developed a template IRB application and template responses for a generic study using privacy-enhancing software. We then conducted a three-round Delphi study to refine the template IRB application and the template responses based on expert panel feedback. To facilitate participants\' deliberation, we shared the revisions and a summary of participants\' feedback during each Delphi round.
    UNASSIGNED: 11 experts in two focus groups generated 13 ideas on risks, benefits, and informational needs. 17 experts participated in the Delphi study with 13 completing all rounds. Most agreed that privacy-enhancing software will minimize risk, but regardless all secondary data studies have an inherent risk of unexpected disclosures. The majority (84.6%) noted that subjects in retrospective secondary data studies experience no greater risks than the risks experienced in ordinary life in the modern digital society. Hence, all retrospective data-only studies with no contact with subjects would be minimal risk studies.
    UNASSIGNED: First, we found fundamental disagreements in how some IRB experts view risks in secondary data research. Such disagreements are consequential because they can affect determination outcomes and might suggest IRBs at different institutions might come to different conclusions regarding similar study protocols. Second, the highest ranked risks and benefits of privacy-enhancing software in our study were societal rather than individual. The highest ranked benefits were facilitating more research and promoting responsible data governance practices. The highest ranked risks were risk of invalid results from systematic user error or erroneous algorithms. These societal considerations are typically more characteristic of public health ethics as opposed to the bioethical approach of research ethics, possibly reflecting the difficulty applying a bioethical approach (eg, informed consent) in secondary data studies. Finally, the development of privacy-enhancing technology for secondary data research depends on effective communication and collaboration between the privacy experts and technology developers. Privacy is a complex issue that requires a holistic approach that is best addressed through privacy-by-design principles. Privacy expert participation is important yet often neglected in this design process. This study suggests best practice strategies for engaging the privacy community through co-developing companion documents for software through participatory design to facilitate transparency and communication. In this case study, the final template IRB application and responses we released with the open-source software can be easily adapted by researchers to better communicate with their IRB when using the software. This can help increase responsible data governance practices when many software developers are not research ethics experts.
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  • 文章类型: Journal Article
    国际上存在研究伦理委员会,以审查研究提案,以保护参与研究的人类参与者和研究人员的权利和安全。这些委员会招募专家和非专业人员组成的小组,主要是在无偿自愿的基础上,用相关的科学经验来评估这些研究。英国的当代数据显示,妇女和55岁以上的人在卫生研究局的这些委员会中代表人数过多,这表明包容性和参与度存在潜在障碍。解决这些障碍的各种全球方法包括针对特定人群,比如信仰或社区领袖,或已通过实施配额。需要进一步的研究来了解可能的障碍,以阻止参与英国的研究伦理委员会,以及如何克服这些障碍。
    Research ethics committees exist internationally to review research proposals to protect the rights and safety of human participants and researchers involved in research. These committees recruit a panel of expert and lay members, mostly on an unpaid voluntary basis, with relevant scientific experience to appraise these studies. Contemporary data in the UK show that women and people over 55 years old are overrepresented in these committee panels in the Health Research Authority, suggesting that there are potential barriers to inclusivity and participation. A variety of global approaches to tackle these barriers include targeting specific populations, such as faith or community leaders, or implementing quotas have been adopted. Further research is needed to understand likely barriers preventing participation in research ethics committees in the UK and how they may be overcome.
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  • 文章类型: Clinical Trial Protocol
    背景:索引案例测试(ICT)是一种基于证据的方法,可以有效地识别需要艾滋病毒治疗和预防服务的人。在马拉维,由于医护人员(HCWs)和临床协调的技术能力有限,ICT的交付面临挑战。培训和质量改进过程的数字化为应对这些挑战提供了机会。我们开发了一个实施包,结合了数字和面对面的模式(混合学习),以加强HCWs的ICT技能和提高质量改进机制。这项整群随机对照试验将评估混合学习实施包与护理标准(SOC)相比对实施的影响。有效性和成本效益结果。
    方法:这项研究是在Machinga和Balaka地区的33个集群中进行的,2021年11月至2023年11月在马拉维南部。集群以2:1的比例随机分配给SOC与混合学习实施包。SOC包括:简短的面对面的HCWICT培训和对HCW的常规面对面的设施指导。混合式学习实施包包括混合式教学,角色建模,练习,并提供反馈,和混合质量改进过程。主要实施结果是在1年的后续行动中,HCW对ICT的忠诚度。主要服务吸收结果包括(A)参与ICT的索引客户,(b)引起的接触,(c)提供供二次分发的艾滋病毒自检包,(d)测试的接触者和(e)确定为艾滋病毒阳性的接触者。服务吸收分析将使用负二项混合效应模型来解释每个集群内的重复测量。成本效益将通过增量成本效益比率来评估,检查每个被测试人员的增量成本。
    背景:马拉维国家健康科学研究委员会,北卡罗来纳大学和贝勒医学院机构审查委员会批准了该试验.研究结果将通过同行评审的期刊和会议演讲进行传播。
    背景:NCT05343390。
    Index case testing (ICT) is an evidence-based approach that efficiently identifies persons in need of HIV treatment and prevention services. In Malawi, delivery of ICT has faced challenges due to limited technical capacity of healthcare workers (HCWs) and clinical coordination. Digitisation of training and quality improvement processes presents an opportunity to address these challenges. We developed an implementation package that combines digital and face-to-face modalities (blended learning) to strengthen HCWs ICT skills and enhance quality improvement mechanisms. This cluster randomised controlled trial will assess the impact of the blended learning implementation package compared with the standard of care (SOC) on implementation, effectiveness and cost-effectiveness outcomes.
    The study was conducted in 33 clusters in Machinga and Balaka districts, in Southern Malawi from November 2021 to November 2023. Clusters are randomised in a 2:1 ratio to the SOC versus blended learning implementation package. The SOC is composed of: brief face-to-face HCW ICT training and routine face-to-face facility mentorship for HCWs. The blended learning implementation package consists of blended teaching, role-modelling, practising, and providing feedback, and blended quality improvement processes. The primary implementation outcome is HCW fidelity to ICT over 1 year of follow-up. Primary service uptake outcomes include (a) index clients who participate in ICT, (b) contacts elicited, (c) HIV self-test kits provided for secondary distribution, (d) contacts tested and (e) contacts identified as HIV-positive. Service uptake analyses will use a negative binomial mixed-effects model to account for repeated measures within each cluster. Cost-effectiveness will be assessed through incremental cost-effectiveness ratios examining the incremental cost of each person tested.
    The Malawi National Health Science Research Committee, the University of North Carolina and the Baylor College of Medicine Institutional Review Boards approved the trial. Study findings will be disseminated through peer-reviewed journals and conference presentations.
    NCT05343390.
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  • 文章类型: Journal Article
    2021年,我们在瑞典设计了一项研究,计划使用针对新冠肺炎疫情期间18岁以下儿童和青少年的报纸文章作为实证材料。当我们开展这项研究时,出现了一个伦理问题:使用可能包含个人健康信息的新闻报道作为实证材料的研究是否必须得到伦理审查委员会的批准?瑞典,与其他国家相比,需要伦理审查委员会的批准才能在研究中使用公开可用的材料,如果这些材料可能包括敏感的个人数据,如健康相关信息。本案例研究呼吁通过澄清国家伦理审查委员会必须评估哪些类型的实证材料和哪些类型的研究来支持全球研究的协调法律和政策,包括考虑儿童的安全和权利。
    In 2021, we were designing a research study in Sweden in which we planned to use newspaper articles focusing on children and adolescents under the age of eighteen during the Covid-19 pandemic as empirical material. As we developed this study, an ethical question arose: do studies using journalistic articles that may contain health information about individuals as empirical material have to be approved by an ethics review committee? Sweden, in contrast to other countries, requires the approval of an ethics review committee for the use of publicly available material in research when such material might include sensitive personal data such as health-related information. This case study calls for harmonized laws and policies that support global research by clarifying what kinds of empirical material and what types of research must be assessed by national ethics review committees, including with consideration for children\'s safety and rights.
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  • 文章类型: Journal Article
    背景:使用远程监测技术(RMT)进行的临床研究与标准纸笔测试相比具有多种优势,但也引发了一些道德问题。虽然一些研究已经从法律或伦理的角度解决了临床研究中的大数据治理问题,本地研究伦理委员会(REC)成员的观点在当前文献中代表性不足。因此,这项研究的目的是找出哪些具体的伦理挑战是提出的REC在一个大型的欧洲研究的远程监测在阿尔茨海默病的所有综合征阶段,还有什么差距。
    方法:收集并翻译了来自9个欧洲国家的10个地点的来自疾病和复发-阿尔茨海默病远程评估(RADAR-AD)项目的REC审查过程。使用定性分析方法确定了文件中出现的主要主题。
    结果:分析后出现了四个主要主题:数据管理,参与者的福祉,方法论问题,以及界定RMT监管类别的问题。审查过程因地点而异:过程持续时间从71天到423天不等,一些REC没有提出任何问题,而其他人提出了多达35个担忧,一半的网站需要数据保护官的批准。
    结论:同一研究方案在不同地方环境中的伦理审查过程的差异表明,多地点研究将受益于研究伦理治理过程的协调。更具体地说,一些最佳做法可以纳入跨机构和国家背景的道德审查中,例如机构数据保护官员的意见,患者咨询委员会对研究方案和伦理反思的计划进行了审查.
    Clinical research with remote monitoring technologies (RMTs) has multiple advantages over standard paper-pencil tests, but also raises several ethical concerns. While several studies have addressed the issue of governance of big data in clinical research from the legal or ethical perspectives, the viewpoint of local research ethics committee (REC) members is underrepresented in the current literature. The aim of this study is therefore to find which specific ethical challenges are raised by RECs in the context of a large European study on remote monitoring in all syndromic stages of Alzheimer\'s disease, and what gaps remain.
    Documents describing the REC review process at 10 sites in 9 European countries from the project Remote Assessment of Disease and Relapse-Alzheimer\'s Disease (RADAR-AD) were collected and translated. Main themes emerging in the documents were identified using a qualitative analysis approach.
    Four main themes emerged after analysis: data management, participant\'s wellbeing, methodological issues, and the issue of defining the regulatory category of RMTs. Review processes differed across sites: process duration varied from 71 to 423 days, some RECs did not raise any issues, whereas others raised up to 35 concerns, and the approval of a data protection officer was needed in half of the sites.
    The differences in the ethics review process of the same study protocol across different local settings suggest that a multi-site study would benefit from a harmonization in research ethics governance processes. More specifically, some best practices could be included in ethical reviews across institutional and national contexts, such as the opinion of an institutional data protection officer, patient advisory board reviews of the protocol and plans for how ethical reflection is embedded within the study.
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  • 文章类型: Case Reports
    2012年的Menlo报告是一群计算机科学家的努力,美国政府的资助者,律师为信息和通信技术(ICT)研究制定了道德准则。在这里,我们将门洛作为我们所谓的道德治理的案例进行研究,发现此过程检查了过去的争议,并吸收了现有的网络,以将日常的道德实践与道德作为一种治理形式联系起来。要创建Menlo报告,作者和资助者依靠现有的拼凑工作,可用资源,这显著影响了报告的内容和影响。报告作者受到前瞻性和前瞻性目标的激励:实现新的数据共享以及解决过去的争议及其对该领域研究机构的影响。作者还努力应对哪些道德框架是合适的不确定性,并决定将许多网络数据归类为人类受试者数据。最后,《门洛报告》的作者试图通过对当地研究社区的呼吁以及对联邦规则制定采取步骤来注册多个现有的治理网络。门洛报告作为如何研究道德治理的案例研究:关注资源,适应,和拼花,并且专注于过程试图修复的不确定性,以及该过程揭示的新的不确定性,这将成为未来道德工作的场所。
    The 2012 Menlo Report was an effort in which a group of computer scientists, US government funders, and lawyers produced ethics guidelines for research in information and communications technology (ICT). Here we study Menlo as a case of what we call ethics governance in the making, finding that this process examines past controversies and enrols existing networks to connect the everyday practice of ethics with ethics as a form of governance. To create the Menlo Report, authors and funders relied on bricolage work with existing, available resources, which significantly shaped both the report\'s contents and impacts. Report authors were motivated by both forward- and backward-looking goals: enabling new data-sharing as well as addressing past controversies and their implications for the field\'s body of research. Authors also grappled with uncertainty about which ethical frameworks were appropriate and made the decision to classify much network data as human subjects data. Finally, the Menlo Report authors attempted to enrol multiple existing networks in governance through appeals to local research communities as well as taking steps towards federal rulemaking. The Menlo Report serves as a case study in how to study ethics governance in the making: with attention to resources, adaptation, and bricolage, and with a focus on both the uncertainties the process tries to repair, as well as the new uncertainties the process uncovers, which will become the site of future ethics work.
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  • 文章类型: Journal Article
    背景:在资源有限的环境中,医学研究人员必须就向参与者提供辅助护理做出艰难的道德决定,因为额外的医疗保健需求超出了研究范围,并且没有由当地医疗保健系统提供。我们研究了马拉维生物医学研究项目中研究利益相关者对辅助护理的看法和经验。
    方法:我们对主要研究利益相关者进行了45次定性深入访谈:研究人员,卫生官员,研究伦理委员会成员,国际研究资助组织的研究参与者和赠款官员。使用主题分析来分析和解释调查结果。
    结果:所有利益相关者都认为提供辅助护理对生物医学研究的研究参与者具有潜在的健康益处。然而,他们也有顾虑,特别是与缺乏支持它的指导有关。一些人建议,可以根据具体情况考虑提供辅助护理,但研究项目的大部分支持应用于加强公共卫生系统,强调公共利益高于个人或个人利益。一些研究人员和伦理委员会成员对资金方面的潜在紧张表示担忧,例如,平衡研究需求与解决参与者的额外健康需求。
    结论:我们的研究结果突出了在马拉维和其他资源有限的环境中提供辅助护理的指导的复杂性和差距。促进辅助护理的提供,我们建议国家和国际研究伦理准则包括针对资源受限环境和特定研究类型的具体建议.
    Medical researchers in resource-constrained settings must make difficult moral decisions about the provision of ancillary care to participants where additional healthcare needs fall outside the scope of the research and are not provided for by the local healthcare system. We examined research stakeholder perceptions and experiences of ancillary care in biomedical research projects in Malawi.
    We conducted 45 qualitative in-depth interviews with key research stakeholders: researchers, health officials, research ethics committee members, research participants and grants officers from international research funding organisations. Thematic analysis was used to analyse and interpret the findings.
    All stakeholders perceived the provision of ancillary care to have potential health benefits to study participants in biomedical research. However, they also had concerns, particularly related to the absence of guidance to support it. Some suggested that consideration for ancillary care provision could be possible on a case-by-case basis but that most of the support from research projects should be directed towards strengthening the public health system, emphasising public good above individual or personal benefits. Some researchers and ethics committee members raised concerns about potential tensions in terms of funding, for example balancing study demands with addressing participants\' additional health needs.
    Our findings highlight the complexities and gaps in the guidance around the provision of ancillary care in Malawi and other resource-constrained settings more generally. To promote the provision of ancillary care, we recommend that national and international guidelines for research ethics include specific recommendations for resource-constrained settings and specific types of research.
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  • 文章类型: Journal Article
    有道德义务进行有助于普及知识和改善生殖健康的研究,这应该包括在允许的司法管辖区进行胚胎研究。通常,胚胎研究的争议性质可以警告伦理委员会成员,这可能会不必要地推迟可能改善患者和社会生育能力的重要研究。这种拖延在道德上是不合理的。此外,像英国这样的国家,澳大利亚和新加坡制定了不必要的低风险研究立法,比如观察研究,在一个经常繁琐和旷日持久的审查过程中。这些国家应修订此类立法,以更好地促进低风险胚胎研究。我们引入了一种哲学上的区别,以帮助决策者更有效地识别出风险较高的胚胎研究,而与其他类型的组织研究相比,胚胎研究对人没有更大的风险。这种区别是未来人胚胎研究和非未来人胚胎研究之间的区别。我们将这种区别应用于可能提交给伦理委员会的四个胚胎研究示例。胚胎研究是最有争议的,当它可能影响未来的人时,应该进行详细的审查。如果它没有,它通常应该需要较少的道德审查。我们探索研究可以影响未来人的各种方式,包括通过获取有关该人的信息,并在胚胎产生之前操纵卵子或精子。
    There are ethical obligations to conduct research that contributes to generalisable knowledge and improves reproductive health, and this should include embryo research in jurisdictions where it is permitted. Often, the controversial nature of embryo research can alarm ethics committee members, which can unnecessarily delay important research that can potentially improve fertility for patients and society. Such delay is ethically unjustified. Moreover, countries such as the UK, Australia and Singapore have legislation which unnecessarily captures low-risk research, such as observational research, in an often cumbersome and protracted review process. Such countries should revise such legislation to better facilitate low-risk embryo research.We introduce a philosophical distinction to help decision-makers more efficiently identify higher risk embryo research from that which presents no more risks to persons than other types of tissue research. That distinction is between future person embryo research and non-future person embryo research. We apply this distinction to four examples of embryo research that might be presented to ethics committees.Embryo research is most controversial and deserving of detailed scrutiny when it potentially affects a future person. Where it does not, it should generally require less ethical scrutiny. We explore a variety of ways in which research can affect a future person, including by deriving information about that person, and manipulating eggs or sperm before an embryo is created.
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  • 文章类型: Journal Article
    背景。在实施所有涉及人类参与者的健康研究之前,需要对研究进行独立的伦理审查。然而,道德审查过程受到长期周转时间的挑战,这可能会对有社会价值的研究的实施产生负面影响。先前的研究记录了发达国家和发展中国家道德审查的延迟。这项研究旨在确定坦桑尼亚不同机构审查委员会(IRB)之间协议审查的周转时间差异程度。方法。这项描述性横断面研究采用了混合方法,具有定性和定量成分。在研究期间,有目的地从坦桑尼亚运营的15个认可的IRB中抽取了7个IRB,2017年4月-2018年4月。使用STATA软件分析定量数据,并对定性数据进行主题分析。结果。所有IRB的平均审查时间为32天,范围为1-396天。定性结果从与参与者的访谈中确定了与周转时间相关的五个关键主题。其中包括:(1)接收和分发协议的程序,(2)分配给协议的评审人数,(3)审查协议的持续时间,(4)延迟反馈的原因,(五)研究伦理委员会成员的培训。结论。研究表明,坦桑尼亚伦理批准的中位天数为32天。我们从这项研究中观察到,电子提交系统促进了更快的周转时间。未能遵守提交清单和准则是周转时间的主要障碍。
    Background. Independent ethics review of research is required prior to the implementation of all health research involving human participants. However, ethics review processes are challenged by protracted turnaround times, which may negatively impact the implementation of socially valuable research. Previous research has documented delays in ethics review in developed and developing countries. This study aimed to determine the extent of variability in turnaround times for protocol review among different institutional review boards (IRBs) within Tanzania. Methods. This descriptive cross-sectional study employed a mixed-method approach, with qualitative and quantitative components. Seven IRBs were purposively sampled from the 15 accredited IRBs operational in Tanzania during the study period, April 2017-April 2018. Quantitative data were analysed using STATA software and qualitative data were analysed thematically. Results. The median time for review across all IRBs was 32 days, with a range of 1-396 days. Qualitative results identified five key themes related to turnaround time from interviews with participants. These included: (1) procedures for receiving and distribution of protocols, (2) number of reviewers assigned to protocols, (3) duration of reviewing protocols, (4) reasons for delayed feedback, and (5) training of research ethics committee members. Conclusion. The study showed that the median days for ethical approval in Tanzania was 32 days. We observed from this study that electronic submission systems facilitated faster turnaround times. Failure to adhere to the submission checklists and guidelines was a major obstacle to the turnaround time.
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